Richard Oxford has been an investment adviser representative at Dutch Asset since February 2016, and is not listed among the firm’s executive officers or direct owners.
Dutch Asset Corporation is a Selkirk, NY firm with $187M under management, 228 clients and 8 advisers across 2 offices, as of its June 2026 filing.
Richard Oxford’s longest registration is the current one, 10 years at Dutch Asset since 2016. Before joining Dutch Asset in 2016, Richard Oxford was registered through Sowell Management Services and Private Client Group.
- Dutch Asset CorporationCurrent– present · 10 yearsSelkirk, NY · Adviser representative · Firm CRD 170884
- Sowell Management Services– · 1 yearPhoenix, AZ · Adviser representative · Firm CRD 127145
- Private Client Group– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 165178
- Private Client LLC– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 145678
- Private Client LLC– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 145678
- Pension Protection Advisors, LLC– · 1 yearSun City, AZ · Adviser representative · Firm CRD 142632
- Brokers International Financial Services, LLC– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 139627
Investment adviser representative registrations
Richard Oxford is registered as an investment adviser representative in 2 states. The first approvals date from February 2016; the most recent is New York, in June 2021.
- ArizonaSince 26 February 2016
- New YorkSince 3 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 December 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard L Oxford
- CRD
- 5475549
- Firm
- Dutch Asset · CRD 170884
- Office
- 113B JERICHO RD, Selkirk, NY 12158
- Registration
- Investment adviser registration
- In the industry since
- March 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Oxford work?
Richard Oxford is an investment adviser representative registered through Dutch Asset Corporation since February 2016, and is not listed among the firm’s executive officers or direct owners.
Is Richard Oxford a financial advisor?
Yes. Richard Oxford has a current investment-adviser registration in Arizona and New York, through Dutch Asset since February 2016.
How many years of experience does Richard Oxford have?
Richard Oxford has 17 years in the financial industry, since March 2009, across 6 adviser firms.
What exams has Richard Oxford passed?
Richard Oxford passed the Series 65 in December 2007.
Where did Richard Oxford work before Dutch Asset?
Before Dutch Asset, Richard Oxford was registered through Sowell Management Services, May 2014 to December 2015; Private Client Group, July 2013 to May 2014; Private Client LLC, April 2013 to September 2013; Private Client LLC, June 2010 to June 2012; Pension Protection Advisors, LLC, October 2008 to April 2010; Brokers International Financial Services, LLC, January 2008 to November 2008.
Where is Richard Oxford based?
Richard Oxford’s registered office is in Selkirk, NY.
Is Richard Oxford registered with FINRA?
No. Richard Oxford has no current broker registration.
How can I verify Richard Oxford’s record?
Search CRD 5475549 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Oxford’s full registration record.