Phillip Lyman has been an investment adviser representative at Dutch Asset since February 2026, and is not listed among the firm’s executive officers or direct owners.
Dutch Asset Corporation is a Selkirk, NY firm with $187M under management, 228 clients and 8 advisers across 2 offices, as of its June 2026 filing.
Phillip Lyman’s longest registration was 3 years at H.D. Vest Advisory Services, Inc (2002–2005). Before joining Dutch Asset in 2026, Phillip Lyman was registered through Shay Ridge Capital and H.D. Vest Advisory Services, Inc.
- Dutch Asset CorporationCurrent– present · under a yearBlanding, UT · Adviser representative · Firm CRD 170884
- Shay Ridge Capital– · 2 yearsBlanding, UT · Adviser representative · Firm CRD 136689
- H.D. Vest Advisory Services, Inc– · 3 yearsBlanding, UT · Adviser representative · Firm CRD 104556
Investment adviser representative registrations
Phillip Lyman is registered as an investment adviser representative in Utah, since February 2026.
- UtahSince 17 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 February 2026 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 February 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 February 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Phillip Kay Lyman
- CRD
- 2126278
- Firm
- Dutch Asset · CRD 170884
- Office
- 333 S Main St #2, Blanding, UT 84511
- Registration
- Investment adviser registration
- In the industry since
- May 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Phillip Lyman work?
Phillip Lyman is an investment adviser representative registered through Dutch Asset Corporation since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Phillip Lyman a financial advisor?
Yes. Phillip Lyman has a current investment-adviser registration in Utah, through Dutch Asset since February 2026.
How many years of experience does Phillip Lyman have?
Phillip Lyman has 7 years in the financial industry, since May 2019, across 3 adviser firms.
What exams has Phillip Lyman passed?
Phillip Lyman has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in February 1991.
Where did Phillip Lyman work before Dutch Asset?
Before Dutch Asset, Phillip Lyman was registered through Shay Ridge Capital, January 2006 to December 2008; H.D. Vest Advisory Services, Inc, April 2002 to December 2005.
Where is Phillip Lyman based?
Phillip Lyman’s registered office is in Blanding, UT.
Is Phillip Lyman registered with FINRA?
No. Phillip Lyman has no current broker registration.
How can I verify Phillip Lyman’s record?
Search CRD 2126278 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Phillip Lyman’s full registration record.