Thomas Geraghty has been an investment adviser representative at Dutch Asset since October 2022, and is not listed among the firm’s executive officers or direct owners.
Dutch Asset Corporation is a Selkirk, NY firm with $187M under management, 228 clients and 8 advisers across 2 offices, as of its June 2026 filing.
Thomas Geraghty’s longest registration was 17 years at Stonegate Wealth Management, LLC (2005–2022). Before joining Dutch Asset in 2022, Thomas Geraghty was registered through Stonegate Wealth Management, LLC.
- Dutch Asset CorporationCurrent– present · 3 yearsCary, NC · Adviser representative · Firm CRD 170884
- Stonegate Wealth Management, LLC– · 17 yearsCary, NC · Adviser representative · Firm CRD 121412
Investment adviser representative registrations
Thomas Geraghty is registered as an investment adviser representative in North Carolina, since October 2022.
- North CarolinaSince 31 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 December 1999 |
- Name
- Uniform Combined State Law Examination
- Full name
- Thomas J. Geraghty
- CRD
- 4348159
- Firm
- Dutch Asset · CRD 170884
- Office
- Cary, NC
- Registration
- Investment adviser registration
- In the industry since
- September 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Geraghty work?
Thomas Geraghty is an investment adviser representative registered through Dutch Asset Corporation since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Geraghty a financial advisor?
Yes. Thomas Geraghty has a current investment-adviser registration in North Carolina, through Dutch Asset since October 2022.
How many years of experience does Thomas Geraghty have?
Thomas Geraghty has 21 years in the financial industry, since September 2005, across 2 adviser firms.
What exams has Thomas Geraghty passed?
Thomas Geraghty passed the Series 66 in December 1999.
Where did Thomas Geraghty work before Dutch Asset?
Before Dutch Asset, Thomas Geraghty was registered through Stonegate Wealth Management, LLC, September 2005 to October 2022.
Where is Thomas Geraghty based?
Thomas Geraghty’s registered office is in Cary, NC.
Is Thomas Geraghty registered with FINRA?
No. Thomas Geraghty has no current broker registration.
How can I verify Thomas Geraghty’s record?
Search CRD 4348159 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Geraghty’s full registration record.