Gary Barkman has been an investment adviser representative at Dutch Asset since December 2025, and is not listed among the firm’s executive officers or direct owners.
Dutch Asset Corporation is a Selkirk, NY firm with $187M under management, 228 clients and 8 advisers across 2 offices, as of its June 2026 filing.
Gary Barkman’s longest registration was 3 years at Voya Financial Advisors, Inc. (2017–2021). Before joining Dutch Asset in 2025, Gary Barkman was registered through Cetera Investment Advisers LLC and Cetera Advisor Networks LLC.
- Dutch Asset CorporationCurrent– present · under a yearSelkirk, NY · Adviser representative · Firm CRD 170884
- Cetera Investment Advisers LLC– · 2 yearsAlbany, NY · Adviser representative · Firm CRD 105644
- Cetera Advisor Networks LLC– · 2 yearsAlbany, NY · Adviser representative · Firm CRD 13572
- Voya Financial Advisors, Inc.– · 3 yearsAlbany, NY · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Gary Barkman is registered as an investment adviser representative in 2 states. Each was approved in December 2025.
- New YorkSince 11 December 2025
- TexasSince 11 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 June 1994 |
| Series 7 | General Securities Representative Examination | 20 May 1993 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 4 March 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 November 1984 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 November 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gary William Barkman
- CRD
- 1320077
- Firm
- Dutch Asset · CRD 170884
- Office
- 113B JERICHO RD, Selkirk, NY 12158
- Registration
- Investment adviser registration
- In the industry since
- December 1984
- Disciplinary history
- Not yet shown here · SEC record
Where does Gary Barkman work?
Gary Barkman is an investment adviser representative registered through Dutch Asset Corporation since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Gary Barkman a financial advisor?
Yes. Gary Barkman has a current investment-adviser registration in New York and Texas, through Dutch Asset since December 2025.
How many years of experience does Gary Barkman have?
Gary Barkman has 41 years in the financial industry, since December 1984, across 4 adviser firms.
What exams has Gary Barkman passed?
Gary Barkman has passed 5 licensing exams: the Series 63, Series 6, Series 26, Series 7 and Series 24. The earliest, the Series 63, was passed in November 1984. FINRA credited Gary Barkman with the SIE, which began in October 2018.
Where did Gary Barkman work before Dutch Asset?
Before Dutch Asset, Gary Barkman was registered through Cetera Advisor Networks LLC, June 2021 to June 2023; Voya Financial Advisors, Inc., October 2017 to June 2021.
Where is Gary Barkman based?
Gary Barkman’s registered office is in Selkirk, NY.
Is Gary Barkman registered with FINRA?
No. Gary Barkman has no current broker registration.
How can I verify Gary Barkman’s record?
Search CRD 1320077 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gary Barkman’s full registration record.