Firms by custodian
Registered investment advisers that custody at Vanguard Group
Search the full directory by firm name, city, state, CRD number or custodian.
10 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Fiduciary Experts | $986M | |
| Aimz Investment Advisors | Los Altos, CA | $585M |
| Investment Professionals | Waunakee, WI | $311M |
| Fox Financial | Wyomissing, PA | $272M |
| Ekon Advisors | St. Louis, MO | $220M |
| Upper Left Wealth Management | $201M | |
| FPF Fa | Charlotte, NC | $181M |
| Martin Fleisher, JD PC | $180M | |
| Starr-Mathews Financial | Calhoun, GA | $159M |
| Wolf Financial Advisors | Pekin, IL | $125M |
- Headquarters
- Regulatory AUM
- $986M
- Headquarters
- Los Altos, CA
- Regulatory AUM
- $585M
- Headquarters
- Waunakee, WI
- Regulatory AUM
- $311M
- Headquarters
- Wyomissing, PA
- Regulatory AUM
- $272M
- Headquarters
- St. Louis, MO
- Regulatory AUM
- $220M
- Headquarters
- Regulatory AUM
- $201M
- Headquarters
- Charlotte, NC
- Regulatory AUM
- $181M
- Headquarters
- Regulatory AUM
- $180M
- Headquarters
- Calhoun, GA
- Regulatory AUM
- $159M
- Headquarters
- Pekin, IL
- Regulatory AUM
- $125M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Vanguard Group here says only what the filing says, and implies nothing about either firm's service.