Wolf Financial Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Wolf Financial Advisors reports 99 clients. They include 75 individual clients and 24 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $125M across 314 accounts are not. It advised 9 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 33% |
| High-net-worth individuals | 24% | 67% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 75 | $41.3M | 33.1% | $551K |
| High-net-worth individuals | 24 | $83.6M | 66.9% | $3.48M |
| Total | 99 | $125M | 100% | $1.26M |
- Clients
- 75
- Regulatory AUM
- $41.3M
- AUM share
- 33.1%
- Avg. per client
- $551K
- Clients
- 24
- Regulatory AUM
- $83.6M
- AUM share
- 66.9%
- Avg. per client
- $3.48M
Total
- Clients
- 99
- Regulatory AUM
- $125M
- AUM share
- 100%
- Avg. per client
- $1.26M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 9
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Wolf Financial Advisors charges 0.20%–0.30% a year for its Investment advisory services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Hourly financial planning
- Financial planning may be offered hourly at $150 per hour, which may be negotiable and is due at completion of the engagement.
James Wolf owns 75% or more of Wolf Financial Advisors. The leadership team of Wolf Financial Advisors includes Chief Compliance Officer James Wolf. It has 1 employee.
Leadership
- James WolfManaging Member and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Wolf Financial Advisors LLC
James Wolf
Control person · since January 2008
Wolf Financial Advisors’ regulatory assets grew from $111M (March 2025) to $125M (June 2026); clients fell from 169 to 99 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $125M | 99 | 1 | 1 |
| March 2025 | $111M | 169 | 1 | 1 |
Besides its headquarters, Wolf Financial Advisors has 0 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 2930 Court Street, PekinHQ
Contact and registration details
- Legal name
- Wolf Financial Advisors LLC
- Headquarters
- 2930 Court Street, Pekin, IL 61554
- Website
- Not reported
- Phone
- 309-346-1106
- SEC file
- 801-132494
- Structure
- Illinois LLC
- Fiscal year end
- December
Wolf Financial Advisors uses Charles Schwab ($117M, 94%) and Vanguard Group ($7.81M, 6%) as custodians for its separately managed accounts. Wolf Financial Advisors does not have custody of client assets.
- Vanguard GroupVanguard Group Inc. · Malvern, PA · $7.81M6%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $117M94%
At year end, Wolf Financial Advisors’ separately managed accounts were mostly in stocks (92%).
What the accounts hold
- Stocks92%
- Exchange-traded equities79%
- Non-exchange-traded equities13%
- Funds3%
- Cash5%
How many clients does Wolf Financial Advisors have?
Wolf Financial Advisors has 99 clients and manages $125 million for them, as of June 2026. They include 75 individual clients and 24 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026
What services does Wolf Financial Advisors offer?
Wolf Financial Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wolf Financial Advisors charge?
Wolf Financial Advisors charges 0.20%–0.30% a year for its Investment advisory services. The fee is billed in arrears and is negotiable.
Source: WOLF FINANCIAL ADVISORS LLC ADV PART 2A/PART 2B BROCHURE, filed 30 June 2026
Which custodians does Wolf Financial Advisors use?
Wolf Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $117M and Vanguard Group Inc. (Malvern, PA), with $7.81M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 June 2026
How many financial advisors does Wolf Financial Advisors have?
Wolf Financial Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wolf Financial Advisors invest in?
At the end of its last fiscal year, Wolf Financial Advisors’ separately managed accounts held 79% exchange-traded equities, 13% non-exchange-traded equities, 5% cash and equivalents and 3% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wolf Financial Advisors?
Wolf Financial Advisors’ direct owner is James Wolf (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 June 2026
How does Wolf Financial Advisors get paid?
Wolf Financial Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wolf Financial Advisors?
Wolf Financial Advisors’ main office is at 2930 Court Street, Pekin, IL 61554. Its phone number is 309-346-1106.