{"url":"https://nivawealth.com/firms/wolf-financial-advisors-146080","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/146080","regulatoryAum":124856762,"crd":"146080","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4604322","suffix":null,"lastName":"WOLF","firstName":"JAMES","middleName":"S."}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-21","regulatoryAum":111497022,"clients":169,"employees":1,"offices":1},{"filedOn":"2026-06-30","regulatoryAum":124856762,"clients":99,"employees":1,"offices":1}],"secFileNumber":"801-132494","legalName":"Wolf Financial Advisors LLC","displayName":"Wolf Financial Advisors","slug":"wolf-financial-advisors-146080","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2930 Court Street","city":"Pekin","state":"IL","stateName":"Illinois","country":"United States","postalCode":"61554"},"tradeNames":[],"registration":{"secApproved":"21 April 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1261179.4141414142,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":124856762,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":124856762,"nonDiscretionaryAccounts":314,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":9},"clientTypes":[{"label":"Individuals (other than HNW)","clients":75,"regulatoryAum":41303465},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":83553297}],"feePrograms":[{"role":"main","program":"Investment advisory services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050191","versionId":1050191,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-06-30","documentName":"WOLF FINANCIAL ADVISORS LLC ADV PART 2A/PART 2B BROCHURE","fee_rate_low":0.2,"fee_rate_high":0.3,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Hourly financial planning","summary":"Financial planning may be offered hourly at $150 per hour, which may be negotiable and is due at completion of the engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050191","versionId":1050191,"submittedOn":"2026-06-30","documentName":"WOLF FINANCIAL ADVISORS LLC ADV PART 2A/PART 2B BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:41:49.682377+00:00","documents":[{"name":"WOLF FINANCIAL ADVISORS LLC ADV PART 2A/PART 2B BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050191","versionId":1050191,"submittedOn":"2026-06-30"}]},"custodians":[{"name":"Vanguard Group Inc.","shortName":"Vanguard Group","location":"Malvern, PA","smaAssets":7806129},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":117050633}],"custodyNote":"Wolf Financial Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Wolf","title":"Managing Member and Chief Compliance Officer","crd":"4604322"}],"ownership":[{"label":"James Wolf","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since January 2008."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"2930 Court Street","city":"Pekin","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"309-346-1106","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":79},{"label":"Non-exchange-traded equity securities","percent":13},{"label":"Securities issued by registered investment companies or business development companies","percent":3},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"30 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/146080/PDF/146080.pdf","brochureDate":"30 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050191","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wolf Financial Advisors have?","answer":"Wolf Financial Advisors has 99 clients and manages $125 million for them, as of June 2026. They include 75 individual clients and 24 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wolf Financial Advisors offer?","answer":"Wolf Financial Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wolf Financial Advisors charge?","answer":"Wolf Financial Advisors charges 0.20%–0.30% a year for its Investment advisory services. The fee is billed in arrears and is negotiable.","source":"WOLF FINANCIAL ADVISORS LLC ADV PART 2A/PART 2B BROCHURE, filed 30 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wolf Financial Advisors use?","answer":"Wolf Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $117M and Vanguard Group Inc. (Malvern, PA), with $7.81M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wolf Financial Advisors have?","answer":"Wolf Financial Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wolf Financial Advisors invest in?","answer":"At the end of its last fiscal year, Wolf Financial Advisors’ separately managed accounts held 79% exchange-traded equities, 13% non-exchange-traded equities, 5% cash and equivalents and 3% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wolf Financial Advisors?","answer":"Wolf Financial Advisors’ direct owner is James Wolf (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wolf Financial Advisors get paid?","answer":"Wolf Financial Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wolf Financial Advisors?","answer":"Wolf Financial Advisors’ main office is at 2930 Court Street, Pekin, IL 61554. Its phone number is 309-346-1106.","source":"Form ADV Part 1A, Item 1.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}