James Wolf has been Managing Member and Chief Compliance Officer of Wolf Financial Advisors since January 2008, is a control person of the firm and directly owns 75% or more of it.
Wolf Financial Advisors LLC is a Pekin, IL firm with $125M under management, 99 clients and 1 adviser in one office, as of its June 2026 filing.
James Wolf’s longest registration is the current one, 18 years at Wolf Financial Advisors since 2008. Before joining Wolf Financial Advisors in 2008, James Wolf was registered through JT Financial Advisers, LLC.
- Wolf Financial Advisors LLCCurrent– present · 18 yearsPekin, IL · Adviser representative · Firm CRD 146080
- JT Financial Advisers, LLC– · 7 yearsPekin, IL · Adviser representative · Firm CRD 124019
Investment adviser representative registrations
James Wolf is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2008; the most recent is Texas, in June 2023.
- IllinoisSince 16 July 2008
- TexasResidentSince 29 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 December 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James S. Wolf
- CRD
- 4604322
- Firm
- Wolf Financial Advisors · CRD 146080
- Role
- Managing Member and Chief Compliance Officer
- Office
- 2930 COURT STREET, Pekin, IL 61554
- Registration
- Investment adviser registration
- In the industry since
- November 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does James Wolf work?
James Wolf has been Managing Member and Chief Compliance Officer of Wolf Financial Advisors LLC since January 2008, and is a control person of the firm.
Is James Wolf a financial advisor?
Yes. James Wolf has a current investment-adviser registration in Illinois and Texas, through Wolf Financial Advisors since July 2008.
How many years of experience does James Wolf have?
James Wolf has 25 years in the financial industry, since November 2000, across 2 adviser firms.
What exams has James Wolf passed?
James Wolf passed the Series 65 in December 1999.
Where did James Wolf work before Wolf Financial Advisors?
Before Wolf Financial Advisors, James Wolf was registered through JT Financial Advisers, LLC, April 2000 to December 2007.
Where is James Wolf based?
James Wolf’s registered office is in Pekin, IL.
Is James Wolf registered with FINRA?
No. James Wolf has no current broker registration.
How can I verify James Wolf’s record?
Search CRD 4604322 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Wolf’s full registration record.