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Zoe Hines

Executive VP, Assistant CFO & Controller, Designated Nyse Chief Operations Officer at Stephens

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Zoe Hines is Executive VP, Assistant CFO & Controller, Designated Nyse Chief Operations Officer of Stephens Inc., a Little Rock investment adviser managing $18B. Zoe Hines has a current broker registration and no current investment-adviser registration and has passed the Series 27, Series 99TO and SIE.

Role at Stephens

Title on Schedule A
Executive VP, Assistant CFO & Controller, Designated Nyse Chief Operations Officer
Control
Zoe Hines is not a control person of Stephens.
Ownership
An individual ownership band is not available in the source record.
Tenure
Zoe Hines has held the filed role since January 2005.

The firm

Stephens Inc.
Little Rock, AR

Form ADV filed 30 September 2026

$18B AUM21,991 clients247 advisers21 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO and SIE · 2023
  2. Passed Series 27 · 1979

Registrations and exams

Broker registration; no current adviser registration. Zoe Hines has passed 3 qualifying exams.

Examinations

Series 2727 April 1979
Name
Financial and Operations Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination

Individual record

Full name
Zoe Ann Hines
CRD
709945
Firm
Stephens Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Zoe Hines work?

Zoe Hines has been Executive VP, Assistant CFO & Controller, Designated Nyse Chief Operations Officer of Stephens Inc. since January 2005.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Zoe Hines have a current investment-adviser registration?

Zoe Hines has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Zoe Hines passed?

Zoe Hines has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in April 1979.

Source: IAPD individual record, checked 17 October 2026

Leadership at Stephens

Sources

  1. IAPD individual record, CRD 709945. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stephens Inc., filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Zoe Hines or Stephens Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.