Role at Stephens
- Title on Schedule A
- Co-Chief Executive Officer
- Control
- John Stephens is a control person of Stephens.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- John Stephens has held the filed role since January 2025.
The firm
Form ADV filed 30 September 2026
Career on record
John Stephens has been registered through Stephens since August 2011.
- Passed Series 24 · 2025
- Passed SIE · 2018
- Passed Series 79 · 2013
- Stephens Investment Management Group, LLC– · 2 yearsLittle Rock, AR · Adviser representative · Firm CRD 136369
- Passed Series 7 and Series 66 · 2011
Registrations and exams
John Stephens has a current investment-adviser registration in Arkansas and Texas and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Arkansas | Investment adviser representative | Approved | 10 August 2011 |
| Texas | Investment adviser representative | Approved | 10 August 2011 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 9 August 2011 |
| Series 24 | General Securities Principal Examination | 7 April 2025 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 79 | Investment Banking Registered Representative Examination | 11 December 2013 |
| Series 7 | General Securities Representative Examination | 8 July 2011 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- John Calhoun Stephens
- CRD
- 5384316
- Firm
- Stephens Inc.
- Registration status
- Investment adviser and broker registrations
- Office
- 111 CENTER ST, Little Rock, AR 72201
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does John Stephens work?
John Stephens has been Co-Chief Executive Officer of Stephens Inc. since January 2025, and is a control person of the firm.
Is John Stephens a financial advisor?
Yes. John Stephens has a current investment-adviser registration in Arkansas and Texas, through Stephens since August 2011, as of 18 October 2026.
How many years of experience does John Stephens have?
John Stephens has worked in the financial industry for 15 years as of 18 October 2026, counted from 10 July 2011, across 2 adviser firms.
What exams has John Stephens passed?
John Stephens has passed 5 licensing exams: the Series 7, Series 66, Series 79, SIE and Series 24. The earliest, the Series 7, was passed in July 2011.
Where is John Stephens based?
John Stephens’ registered office is in Little Rock, AR.
Leadership at Stephens
- Warren Miles Amerine StephensCo-Chief Executive Officer
- Laura Stephens BrookshireSenior Executive Vice President
- Donald Lawrence ChaneySenior Vice President and Chief Compliance Officer - Broker Dealer/Investment Advisor
- Mark Christopher DoramusSenior Executive Vice President/CFO/Secretary/Treasurer
- Rachel Elizabeth Mondl MayoExecutive Vice President/General Counsel
- Joseph Bradford EichlerSR Exec VP, Chief Operating Officer, Director
- Curtis Franklin JR BradburyVice Chairman of Board
- Zoe Ann HinesExecutive VP, Assistant CFO & Controller, Designated Nyse Chief Operations Officer