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Rachel Mayo

Executive Vice President/General Counsel at Stephens

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Rachel Mayo is Executive Vice President/General Counsel of Stephens Inc., a Little Rock investment adviser managing $18B. Rachel Mayo has a current broker registration and no current investment-adviser registration and has passed the SIE, Series 7TO and Series 24.

Role at Stephens

Title on Schedule A
Executive Vice President/General Counsel
Control
Rachel Mayo is not a control person of Stephens.
Ownership
An individual ownership band is not available in the source record.
Tenure
Rachel Mayo has held the filed role since July 2022.

The firm

Stephens Inc.
Little Rock, AR

Form ADV filed 30 September 2026

$18B AUM21,991 clients247 advisers21 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 · 2022
  2. Passed SIE and Series 7TO · 2021

Registrations and exams

Broker registration; no current adviser registration. Rachel Mayo has passed 3 qualifying exams.

Examinations

Series 2428 November 2022
Name
General Securities Principal Examination
Series 7TO16 December 2021
Name
General Securities Representative Examination
SIE21 May 2021
Name
Securities Industry Essentials Examination

Individual record

Full name
Rachel Elizabeth Mondl Mayo
CRD
7341761
Firm
Stephens Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
stephens.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Rachel Mondl Mayo is executive vice president and general counsel at Stephens, overseeing legal and regulatory matters and the legal department. Official firm biography

Education

  • She graduated summa cum laude from Vanderbilt University and received a JD with honors from Emory University School of Law.Official firm biography

Common questions

Where does Rachel Mayo work?

Rachel Mayo has been Executive Vice President/General Counsel of Stephens Inc. since July 2022.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Rachel Mayo have a current investment-adviser registration?

Rachel Mayo has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Rachel Mayo passed?

Rachel Mayo has passed 3 licensing exams: the SIE, Series 7TO and Series 24. The earliest, the SIE, was passed in May 2021.

Source: IAPD individual record, checked 18 October 2026

Leadership at Stephens

Sources

  1. IAPD individual record, CRD 7341761. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stephens Inc., filed 30 September 2026. Title, control and ownership bands.
  3. Stephens team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Rachel Mayo or Stephens Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.