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Curtis Bradbury

Vice Chairman of Board at Stephens

Broker registration; no current adviser registrationSEC record checked 17 October 2026

1
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Curtis Bradbury is Vice Chairman of Board of Stephens Inc., a Little Rock investment adviser managing $18B. Curtis Bradbury has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24, SIE and Series 79TO.

Role at Stephens

Title on Schedule A
Vice Chairman of Board
Control
Curtis Bradbury is a control person of Stephens.
Ownership
An individual ownership band is not available in the source record.
Tenure
Curtis Bradbury has held the filed role since May 2023.

The firm

Stephens Inc.
Little Rock, AR

Form ADV filed 30 September 2026

$18B AUM21,991 clients247 advisers21 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO · 2023
  2. Passed SIE · 2018
  3. Stephens
    – · 16 years
    London, · Adviser representative · Firm CRD 3496
  4. Passed Series 24 · 1995
  5. Passed Series 7 · 1975

Registrations and exams

Broker registration; no current adviser registration. Curtis Bradbury has passed 4 qualifying exams.

Examinations

Series 245 October 1995
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 719 July 1975
Name
General Securities Representative Examination

Individual record

Full name
Curtis Franklin Bradbury
CRD
810347
Firm
Stephens Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Curtis Bradbury work?

Curtis Bradbury has been Vice Chairman of Board of Stephens Inc. since May 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Curtis Bradbury have a current investment-adviser registration?

Curtis Bradbury has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Curtis Bradbury passed?

Curtis Bradbury has passed 4 licensing exams: the Series 7, Series 24, SIE and Series 79TO. The earliest, the Series 7, was passed in July 1975.

Source: IAPD individual record, checked 17 October 2026

Where was Curtis Bradbury previously registered as an investment adviser?

Curtis Bradbury has past investment-adviser registrations through Stephens, October 2007 to November 2023, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Stephens

Sources

  1. IAPD individual record, CRD 810347. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stephens Inc., filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Curtis Bradbury or Stephens Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.