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William Nemetz

Director; Executive Vice President, Chief Operating Officer at PFS Investments

Investment adviser and broker registrationsSEC record checked 18 October 2026

23
Years in the industry
23
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

William Nemetz is Director; Executive Vice President, Chief Operating Officer of PFS Investments Inc., a Duluth investment adviser managing $15.5B. William Nemetz has been registered through PFS Investments since 6 January 2003, has 23 years in the industry across 1 firm and has passed 8 licensing exams.

Role at PFS Investments

Title on Schedule A
Director; Executive Vice President, Chief Operating Officer
Control
William Nemetz is a control person of PFS Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
William Nemetz has held the filed role since February 2022.

The firm

PFS Investments Inc.
Duluth, GA

Form ADV filed 8 September 2026

$15.5B AUM67,816 clients3,959 advisers26 offices

Career on record

William Nemetz has been registered through PFS Investments since January 2003.

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed Series 7TO and Series 24 · 2022
  3. Passed Series 63 · 2020
  4. Passed SIE · 2018
  5. – present · 15 years
    , · Adviser representative · Firm CRD 10111
  6. Passed Series 65 · 2012
  7. Passed Series 6 and Series 26 · 2003
  8. – present · 24 years
    Hamilton, GA · Adviser representative and broker · Firm CRD 10111

Registrations and exams

William Nemetz has a current investment-adviser registration in Georgia and has passed 8 qualifying exams.

Georgia24 February 2012
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6313 October 2020
Name
Uniform Securities Agent State Law Examination
Series 6521 February 2012
Name
Uniform Investment Adviser Law Examination
Series 2420 September 2022
Name
General Securities Principal Examination
Series 2616 January 2003
Name
Investment Company Products/Variable Contracts Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 7TO3 August 2022
Name
General Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 63 January 2003
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
William James Nemetz
CRD
4589878
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does William Nemetz work?

William Nemetz has been Director; Executive Vice President, Chief Operating Officer of PFS Investments Inc. since February 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 September 2026

Is William Nemetz a financial advisor?

Yes. William Nemetz has a current investment-adviser registration in Georgia, through PFS Investments since January 2003, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does William Nemetz have?

William Nemetz has worked in the financial industry for 23 years as of 18 October 2026, counted from 6 January 2003, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has William Nemetz passed?

William Nemetz has passed 8 licensing exams: the Series 6, Series 26, Series 65, SIE, Series 63, Series 7TO, Series 24 and Series 99TO. The earliest, the Series 6, was passed in January 2003.

Source: IAPD individual record, checked 18 October 2026

Leadership at PFS Investments

  • Misty Michelle Sutton
    President, Director and Chief Executive Officer
  • Dasia Deborah Coley
    Vice President and Chief Financial Officer
  • Nicholas Adam Jendusa
    Executive Vice President
  • Michael Lesutis
    Senior Vice President & Chief Counsel
  • Deborah Lynn Miller
    Executive Vice President
  • Lori Allison Rivet
    Executive Vice President
  • Karen Lynn Sukin
    Executive Vice President and General Counsel
  • Brian Steven Weigle
    Director and Executive Vice President
  • Michael Kurt Wells
    Executive Vice President & Treasurer
  • Daniel Aaron Woodring
    Executive Vice President and Chief Compliance Officer

Sources

  1. IAPD individual record, CRD 4589878. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of PFS Investments Inc., filed 8 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with William Nemetz or PFS Investments Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.