Role at PFS Investments
- Title on Schedule A
- Director; Executive Vice President, Chief Operating Officer
- Control
- William Nemetz is a control person of PFS Investments.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- William Nemetz has held the filed role since February 2022.
The firm
Form ADV filed 8 September 2026
Career on record
William Nemetz has been registered through PFS Investments since January 2003.
- Passed Series 99TO · 2023
- Passed Series 7TO and Series 24 · 2022
- Passed Series 63 · 2020
- Passed SIE · 2018
- Passed Series 65 · 2012
- Passed Series 6 and Series 26 · 2003
- Pfs Investments Inc.Current– present · 24 yearsHamilton, GA · Adviser representative and broker · Firm CRD 10111
Registrations and exams
William Nemetz has a current investment-adviser registration in Georgia and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Georgia | Investment adviser representative | Approved | 24 February 2012 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 13 October 2020 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 February 2012 |
| Series 24 | General Securities Principal Examination | 20 September 2022 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 16 January 2003 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 3 August 2022 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 January 2003 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Operations Professional Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- William James Nemetz
- CRD
- 4589878
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does William Nemetz work?
William Nemetz has been Director; Executive Vice President, Chief Operating Officer of PFS Investments Inc. since February 2022, and is a control person of the firm.
Is William Nemetz a financial advisor?
Yes. William Nemetz has a current investment-adviser registration in Georgia, through PFS Investments since January 2003, as of 18 October 2026.
How many years of experience does William Nemetz have?
William Nemetz has worked in the financial industry for 23 years as of 18 October 2026, counted from 6 January 2003, across 1 adviser firm.
What exams has William Nemetz passed?
William Nemetz has passed 8 licensing exams: the Series 6, Series 26, Series 65, SIE, Series 63, Series 7TO, Series 24 and Series 99TO. The earliest, the Series 6, was passed in January 2003.
Leadership at PFS Investments
- Misty Michelle SuttonPresident, Director and Chief Executive Officer
- Dasia Deborah ColeyVice President and Chief Financial Officer
- Nicholas Adam JendusaExecutive Vice President
- Michael LesutisSenior Vice President & Chief Counsel
- Deborah Lynn MillerExecutive Vice President
- Lori Allison RivetExecutive Vice President
- Karen Lynn SukinExecutive Vice President and General Counsel
- Brian Steven WeigleDirector and Executive Vice President
- Michael Kurt WellsExecutive Vice President & Treasurer
- Daniel Aaron WoodringExecutive Vice President and Chief Compliance Officer