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Misty Sutton

President, Director and Chief Executive Officer at PFS Investments

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Misty Sutton is President, Director and Chief Executive Officer of PFS Investments Inc., a Duluth investment adviser managing $15.5B. Misty Sutton has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at PFS Investments

Title on Schedule A
President, Director and Chief Executive Officer
Control
Misty Sutton is a control person of PFS Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Misty Sutton has held the filed role since April 2026.

The firm

PFS Investments Inc.
Duluth, GA

Form ADV filed 8 September 2026

$15.5B AUM67,816 clients3,959 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 7TO and Series 24 · 2026
  2. Passed SIE · 2018
  3. Passed Series 6 and Series 26 · 2014

Registrations and exams

Broker registration; no current adviser registration. Misty Sutton has passed 5 qualifying exams.

Examinations

Series 2417 August 2026
Name
General Securities Principal Examination
Series 265 April 2014
Name
Investment Company Products/Variable Contracts Principal Examination
Series 7TO2 July 2026
Name
General Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 627 March 2014
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Misty Michelle Sutton
CRD
4835553
Firm
PFS Investments Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
investors.primerica.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Misty M. Sutton has served as Executive Vice President of Primerica, Inc. and as Chief Executive Officer and President of PFS Investments Inc. since April 2026. She previously led Primerica’s Enterprise Transformation Office and its contact center and customer service functions. Official firm biography page

Education

  • She holds a B.S. in Finance from the University of Georgia and an M.B.A. in Finance from Georgia State University.Official firm biography page

Common questions

Where does Misty Sutton work?

Misty Sutton has been President, Director and Chief Executive Officer of PFS Investments Inc. since April 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 September 2026

Does Misty Sutton have a current investment-adviser registration?

Misty Sutton has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Misty Sutton passed?

Misty Sutton has passed 5 licensing exams: the Series 6, Series 26, SIE, Series 7TO and Series 24. The earliest, the Series 6, was passed in March 2014.

Source: IAPD individual record, checked 18 October 2026

Leadership at PFS Investments

  • Dasia Deborah Coley
    Vice President and Chief Financial Officer
  • Nicholas Adam Jendusa
    Executive Vice President
  • Michael Lesutis
    Senior Vice President & Chief Counsel
  • Deborah Lynn Miller
    Executive Vice President
  • William James Nemetz
    Director; Executive Vice President, Chief Operating Officer
  • Lori Allison Rivet
    Executive Vice President
  • Karen Lynn Sukin
    Executive Vice President and General Counsel
  • Brian Steven Weigle
    Director and Executive Vice President
  • Michael Kurt Wells
    Executive Vice President & Treasurer
  • Daniel Aaron Woodring
    Executive Vice President and Chief Compliance Officer

Sources

  1. IAPD individual record, CRD 4835553. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of PFS Investments Inc., filed 8 September 2026. Title, control and ownership bands.
  3. PFS Investments team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Misty Sutton or PFS Investments Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.