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Lori Rivet

Executive Vice President at PFS Investments

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Lori Rivet is Executive Vice President of PFS Investments Inc., a Duluth investment adviser managing $15.5B. Lori Rivet has a current broker registration and no current investment-adviser registration and has passed the Series 6, Series 26, SIE and Series 99TO.

Role at PFS Investments

Title on Schedule A
Executive Vice President
Control
Lori Rivet is a control person of PFS Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Lori Rivet has held the filed role since March 2017.

The firm

PFS Investments Inc.
Duluth, GA

Form ADV filed 8 September 2026

$15.5B AUM67,816 clients3,959 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 6 and Series 26 · 2003

Registrations and exams

Broker registration; no current adviser registration. Lori Rivet has passed 4 qualifying exams.

Examinations

Series 2616 July 2003
Name
Investment Company Products/Variable Contracts Principal Examination
Series 99TO18 December 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 615 July 2003
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Lori Allison Rivet
CRD
4496273
Firm
PFS Investments Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
investors.primerica.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Lori A. Rivet is Executive Vice President and Deputy General Counsel of Primerica, Inc. Her responsibilities include compliance, field leadership support, major legal risks, corporate insurance, and securities regulatory and enforcement matters. She previously served as an appellate judicial law clerk. Official firm biography page

Education

Common questions

Where does Lori Rivet work?

Lori Rivet has been Executive Vice President of PFS Investments Inc. since March 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 September 2026

Does Lori Rivet have a current investment-adviser registration?

Lori Rivet has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Lori Rivet passed?

Lori Rivet has passed 4 licensing exams: the Series 6, Series 26, SIE and Series 99TO. The earliest, the Series 6, was passed in July 2003.

Source: IAPD individual record, checked 17 October 2026

Leadership at PFS Investments

  • Misty Michelle Sutton
    President, Director and Chief Executive Officer
  • Dasia Deborah Coley
    Vice President and Chief Financial Officer
  • Nicholas Adam Jendusa
    Executive Vice President
  • Michael Lesutis
    Senior Vice President & Chief Counsel
  • Deborah Lynn Miller
    Executive Vice President
  • William James Nemetz
    Director; Executive Vice President, Chief Operating Officer
  • Karen Lynn Sukin
    Executive Vice President and General Counsel
  • Brian Steven Weigle
    Director and Executive Vice President
  • Michael Kurt Wells
    Executive Vice President & Treasurer
  • Daniel Aaron Woodring
    Executive Vice President and Chief Compliance Officer

Sources

  1. IAPD individual record, CRD 4496273. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of PFS Investments Inc., filed 8 September 2026. Title, control and ownership bands.
  3. PFS Investments team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lori Rivet or PFS Investments Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.