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Deborah Miller

Executive Vice President at PFS Investments

Investment adviser and broker registrationsSEC record checked 17 October 2026

19
Years in the industry
19
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Deborah Miller is Executive Vice President of PFS Investments Inc., a Duluth investment adviser managing $15.5B. Deborah Miller has been registered through PFS Investments since 4 June 2007, has 19 years in the industry across 1 firm and has passed 7 licensing exams.

Role at PFS Investments

Title on Schedule A
Executive Vice President
Control
Deborah Miller is a control person of PFS Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Deborah Miller has held the filed role since May 2010.

The firm

PFS Investments Inc.
Duluth, GA

Form ADV filed 8 September 2026

$15.5B AUM67,816 clients3,959 advisers26 offices

Career on record

Deborah Miller has been registered through PFS Investments since June 2007.

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 and Series 24 · 2015
  3. Passed Series 65 and Series 63 · 2011
  4. – present · 15 years
    , · Adviser representative · Firm CRD 10111
  5. Passed Series 6 and Series 26 · 2007
  6. – present · 19 years
    Rosewell, GA · Adviser representative and broker · Firm CRD 10111

Registrations and exams

Deborah Miller has a current investment-adviser registration in Georgia and has passed 7 qualifying exams.

Georgia15 August 2011
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6320 September 2011
Name
Uniform Securities Agent State Law Examination
Series 6518 May 2011
Name
Uniform Investment Adviser Law Examination
Series 244 November 2015
Name
General Securities Principal Examination
Series 263 July 2007
Name
Investment Company Products/Variable Contracts Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 71 July 2015
Name
General Securities Representative Examination
Series 61 June 2007
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Deborah Lynn Miller
CRD
3036949
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Deborah Miller work?

Deborah Miller has been Executive Vice President of PFS Investments Inc. since May 2010, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 September 2026

Is Deborah Miller a financial advisor?

Yes. Deborah Miller has a current investment-adviser registration in Georgia, through PFS Investments since June 2007, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Deborah Miller have?

Deborah Miller has worked in the financial industry for 19 years as of 17 October 2026, counted from 3 June 2007, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Deborah Miller passed?

Deborah Miller has passed 7 licensing exams: the Series 6, Series 26, Series 65, Series 63, Series 7, Series 24 and SIE. The earliest, the Series 6, was passed in June 2007.

Source: IAPD individual record, checked 17 October 2026

Leadership at PFS Investments

  • Misty Michelle Sutton
    President, Director and Chief Executive Officer
  • Dasia Deborah Coley
    Vice President and Chief Financial Officer
  • Nicholas Adam Jendusa
    Executive Vice President
  • Michael Lesutis
    Senior Vice President & Chief Counsel
  • William James Nemetz
    Director; Executive Vice President, Chief Operating Officer
  • Lori Allison Rivet
    Executive Vice President
  • Karen Lynn Sukin
    Executive Vice President and General Counsel
  • Brian Steven Weigle
    Director and Executive Vice President
  • Michael Kurt Wells
    Executive Vice President & Treasurer
  • Daniel Aaron Woodring
    Executive Vice President and Chief Compliance Officer

Sources

  1. IAPD individual record, CRD 3036949. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of PFS Investments Inc., filed 8 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Deborah Miller or PFS Investments Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.