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William Jeffries

Manager and VP Operations at Empower Advisory Group

Broker registration; no current adviser registration

William Jeffries is Manager and VP Operations of Empower Advisory Group, LLC, a Greenwood Village investment adviser managing $195B. William Jeffries has a current broker registration and no current investment-adviser registration and has passed the Series 6, Series 63, Series 26 and Series 99TO.

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Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

William Jeffries has been Manager and VP Operations of Empower Advisory Group since April 2019. William Jeffries is a control person of the firm and directly owns under 5% of it.

Empower Advisory Group, LLC is a Greenwood Village, CO firm with $195B under management, 297,074 clients and 6,138 advisers across 1,235 offices, as of its July 2026 filing.

No adviser firm registrations are on William Jeffries’s record.

Credentials and registrations

Examinations

Series 99TO2 January 2023
Name
Operations Professional Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 2622 April 2013
Name
Investment Company Products/Variable Contracts Principal Examination
Series 6317 December 2012
Name
Uniform Securities Agent State Law Examination
Series 628 August 2012
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
William Craig Jeffries
CRD
6038194

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does William Jeffries work?

William Jeffries has been Manager and VP Operations of Empower Advisory Group, LLC since April 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 July 2026

Does William Jeffries have a current investment-adviser registration?

William Jeffries has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has William Jeffries passed?

William Jeffries has passed 4 licensing exams: the Series 6, Series 63, Series 26 and Series 99TO. The earliest, the Series 6, was passed in August 2012. FINRA credited William Jeffries with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Empower Advisory Group

Sources

  1. IAPD individual record, CRD 6038194. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Empower Advisory Group, LLC, filed 9 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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