Career
Frederick Schulitz has been VP, Participant Advisory Services of Empower Advisory Group since January 2025. Frederick Schulitz is a control person of the firm and directly owns under 5% of it.
Empower Advisory Group, LLC is a Greenwood Village, CO firm with $195B under management, 297,074 clients and 6,138 advisers across 1,235 offices, as of its July 2026 filing.
- Empower Advisory Group, LLCCurrent– present · 2 yearsWeatogue, CT · Adviser representative · Firm CRD 112058
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Connecticut | Approved | 17 April 2024 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 3 August 2006 |
| Series 7 | General Securities Representative Examination | 11 December 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Frederick Schulitz
- CRD
- 4721238
- Office
- Weatogue, CT
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Frederick Schulitz work?
Frederick Schulitz has been VP, Participant Advisory Services of Empower Advisory Group, LLC since January 2025, and is a control person of the firm.
Is Frederick Schulitz a financial advisor?
Yes. Frederick Schulitz has a current investment-adviser registration in Connecticut, through Empower Advisory Group since April 2024.
How many years of experience does Frederick Schulitz have?
Frederick Schulitz has 21 years in the financial industry, since December 2004, across 1 adviser firm.
What exams has Frederick Schulitz passed?
Frederick Schulitz has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in December 2003. FINRA credited Frederick Schulitz with the SIE, which began in October 2018.
Where is Frederick Schulitz based?
Frederick Schulitz’s registered office is in Weatogue, CT.
Leadership at Empower Advisory Group
- Richard LintonPresident and CEO of Eag, Manager
- Stephanie SecorChief Compliance Officer
- Jane BartosikManager
- Craig BirkManager
- Alyssa GalbaughAssistant Secretary
- David GrayManager
- William GriesserManager
- William JeffriesManager and VP Operations
- Adam KavanAssistant General Counsel
- Nathaniel MandevilleManager and Treasurer
- David McleodManager
- Palak PatelSecretary
- Joseph SmolenManager
- Carol WaddellManager