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Jane Bartosik

Manager at Empower Advisory Group

Investment adviser and broker registrations

Jane Bartosik is Manager of Empower Advisory Group, LLC, a Greenwood Village investment adviser managing $195B. Jane Bartosik has been registered as an investment adviser representative through Empower Advisory Group since 20 February 2020, has 22 years in the industry across 2 firms and has passed 6 licensing exams.

22
Years in industry
6
Years at firm
2
Adviser firms
1
States registered

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Jane Bartosik has been Manager of Empower Advisory Group since June 2026. Jane Bartosik is a control person of the firm and directly owns under 5% of it.

Empower Advisory Group, LLC is a Greenwood Village, CO firm with $195B under management, 297,074 clients and 6,138 advisers across 1,235 offices, as of its July 2026 filing.

  1. Empower Advisory Group, LLCCurrent
    – present · 6 years
    , · Adviser representative · Firm CRD 112058
  2. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 14 years
    Pennington, NJ · Adviser representative · Firm CRD 7691

Credentials and registrations

Investment adviser representative registrations

Colorado20 February 2020
Status
Approved

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 1027 July 2006
Name
General Securities Sales Supervisor - General Module Examination
Series 925 May 2006
Name
General Securities Sales Supervisor - Options Module Examination
Series 663 February 2005
Name
Uniform Combined State Law Examination
Series 632 June 2003
Name
Uniform Securities Agent State Law Examination
Series 5529 May 2003
Name
Limited Representative-Equity Trader Exam
Series 77 May 2003
Name
General Securities Representative Examination

Individual record

Full name
Jane H Bartosik
CRD
4656833

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Jane Bartosik work?

Jane Bartosik has been Manager of Empower Advisory Group, LLC since June 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 July 2026

Is Jane Bartosik a financial advisor?

Yes. Jane Bartosik has a current investment-adviser registration in Colorado, through Empower Advisory Group since February 2020.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Jane Bartosik have?

Jane Bartosik has 22 years in the financial industry, since October 2003, across 2 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Jane Bartosik passed?

Jane Bartosik has passed 6 licensing exams: the Series 7, Series 55, Series 63, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in May 2003. FINRA credited Jane Bartosik with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Where did Jane Bartosik work before Empower Advisory Group?

Before Empower Advisory Group, Jane Bartosik was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, February 2005 to April 2019.

Source: IAPD individual record, checked 18 October 2026

Leadership at Empower Advisory Group

Sources

  1. IAPD individual record, CRD 4656833. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Empower Advisory Group, LLC, filed 9 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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