Role at Empower Advisory Group
- Title on Schedule A
- Manager
- Control
- David Mcleod is a control person of Empower Advisory Group.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- David Mcleod has held the filed role since May 2016.
The firm
Form ADV filed 9 July 2026
Career on record
David Mcleod has been registered through Empower Advisory Group since November 2008.
- Passed SIE · 2018
- Passed Series 6 and Series 26 · 2013
- Empower Advisory Group, LLCCurrent– present · 18 yearsGreenwood Village, CO · Adviser representative · Firm CRD 112058
- Passed Series 65 · 2008
- Passed Series 27, Series 7 and Series 24 · 2000
Registrations and exams
David Mcleod has a current investment-adviser registration in Colorado and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Colorado | Investment adviser representative | Approved | 27 November 2008 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 November 2008 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 22 February 2013 |
| Series 24 | General Securities Principal Examination | 13 November 2000 |
| Series 27 | Financial and Operations Principal Examination | 5 January 2000 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 February 2013 |
| Series 7 | General Securities Representative Examination | 1 November 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- David George Mcleod
- CRD
- 3041563
- Registration status
- Investment adviser and broker registrations
- Office
- 8515 EAST ORCHARD RD 4T2, Greenwood Village, CO 80111
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does David Mcleod work?
David Mcleod has been Manager of Empower Advisory Group, LLC since May 2016, and is a control person of the firm.
Is David Mcleod a financial advisor?
Yes. David Mcleod has a current investment-adviser registration in Colorado, through Empower Advisory Group since November 2008, as of 17 October 2026.
How many years of experience does David Mcleod have?
David Mcleod has worked in the financial industry for 24 years as of 17 October 2026, counted from 14 September 2002, across 1 adviser firm.
What exams has David Mcleod passed?
David Mcleod has passed 7 licensing exams: the Series 27, Series 7, Series 24, Series 65, Series 6, Series 26 and SIE. The earliest, the Series 27, was passed in January 2000.
Where is David Mcleod based?
David Mcleod’s registered office is in Greenwood Village, CO.
Leadership at Empower Advisory Group
- Richard LintonPresident and CEO of Eag, Manager
- Stephanie SecorChief Compliance Officer
- Jane BartosikManager
- Craig BirkManager
- Alyssa GalbaughAssistant Secretary
- David GrayManager
- William GriesserManager
- William JeffriesManager and VP Operations
- Adam KavanAssistant General Counsel
- Nathaniel MandevilleManager and Treasurer
- Palak PatelSecretary
- Frederick SchulitzVP, Participant Advisory Services
- Joseph SmolenManager
- Carol WaddellManager