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William Edwards

Chief Compliance Officer at Muzinich & Co.

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

William Edwards is Chief Compliance Officer of Muzinich & Co., Inc., a New York investment adviser managing $31.3B. William Edwards has a current broker registration and no current investment-adviser registration and has passed the SIE and Series 7TO.

Role at Muzinich & Co.

Title on Schedule A
Chief Compliance Officer
Control
William Edwards is a control person of Muzinich & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
William Edwards has held the filed role since June 2025.

The firm

Muzinich & Co., Inc.
New York, NY

Form ADV filed 16 June 2026

$31.3B AUM77 clients67 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed SIE and Series 7TO · 2023

Registrations and exams

Broker registration; no current adviser registration. William Edwards has passed 2 qualifying exams.

Examinations

Series 7TO29 December 2023
Name
General Securities Representative Examination
SIE11 September 2023
Name
Securities Industry Essentials Examination

Individual record

Full name
William Edwards
CRD
7805195
Firm
Muzinich & Co., Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does William Edwards work?

William Edwards has been Chief Compliance Officer of Muzinich & Co., Inc. since June 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 June 2026

Does William Edwards have a current investment-adviser registration?

William Edwards has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has William Edwards passed?

William Edwards has passed 2 licensing exams: the SIE and Series 7TO. The earliest, the SIE, was passed in September 2023.

Source: IAPD individual record, checked 18 October 2026

Leadership at Muzinich & Co.

Sources

  1. IAPD individual record, CRD 7805195. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Muzinich & Co., Inc., filed 16 June 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with William Edwards or Muzinich & Co., Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.