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Fenton Tom

Head of Strategy and Human Capital & Director at Muzinich & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Fenton Tom is Head of Strategy and Human Capital & Director of Muzinich & Co., Inc., a New York investment adviser managing $31.3B. Fenton Tom has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24 and SIE.

Role at Muzinich & Co.

Title on Schedule A
Head of Strategy and Human Capital & Director
Control
Fenton Tom is a control person of Muzinich & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Fenton Tom has held the filed role since May 2018.

The firm

Muzinich & Co., Inc.
New York, NY

Form ADV filed 16 June 2026

$31.3B AUM77 clients67 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2008
  3. Passed Series 7 · 2007

Registrations and exams

Broker registration; no current adviser registration. Fenton Tom has passed 3 qualifying exams.

Examinations

Series 249 September 2008
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 719 September 2007
Name
General Securities Representative Examination

Individual record

Full name
Fenton Charles Tom
CRD
1905420
Firm
Muzinich & Co., Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Fenton Tom work?

Fenton Tom has been Head of Strategy and Human Capital & Director of Muzinich & Co., Inc. since May 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 June 2026

Does Fenton Tom have a current investment-adviser registration?

Fenton Tom has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Fenton Tom passed?

Fenton Tom has passed 3 licensing exams: the Series 7, Series 24 and SIE. The earliest, the Series 7, was passed in September 2007.

Source: IAPD individual record, checked 17 October 2026

Leadership at Muzinich & Co.

Sources

  1. IAPD individual record, CRD 1905420. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Muzinich & Co., Inc., filed 16 June 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Fenton Tom or Muzinich & Co., Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.