Niva WealthLet’s talk

Michael Ludwig

Chief Financial Officer & Director at Muzinich & Co.

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Michael Ludwig is Chief Financial Officer & Director of Muzinich & Co., Inc., a New York investment adviser managing $31.3B. Michael Ludwig has a current broker registration and no current investment-adviser registration and has passed the Series 63, Series 27, SIE and Series 99TO.

Role at Muzinich & Co.

Title on Schedule A
Chief Financial Officer & Director
Control
Michael Ludwig is a control person of Muzinich & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael Ludwig has held the filed role since September 2003.

The firm

Muzinich & Co., Inc.
New York, NY

Form ADV filed 16 June 2026

$31.3B AUM77 clients67 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 27, SIE and Series 99TO · 2023
  2. Passed Series 63 · 2008

Registrations and exams

Broker registration; no current adviser registration. Michael Ludwig has passed 4 qualifying exams.

Examinations

Series 6319 May 2008
Name
Uniform Securities Agent State Law Examination
Series 272 January 2023
Name
Financial and Operations Principal Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 99TO2 January 2023
Name
Operations Professional Examination

Individual record

Full name
Michael Ludwig
CRD
4988562
Firm
Muzinich & Co., Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
muzinich.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Muzinich lists Michael Ludwig as chief financial officer; its biography describes prior banking roles. Official Muzinich leadership biography

Education

Common questions

Where does Michael Ludwig work?

Michael Ludwig has been Chief Financial Officer & Director of Muzinich & Co., Inc. since September 2003, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 June 2026

Does Michael Ludwig have a current investment-adviser registration?

Michael Ludwig has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Michael Ludwig passed?

Michael Ludwig has passed 4 licensing exams: the Series 63, Series 27, SIE and Series 99TO. The earliest, the Series 63, was passed in May 2008.

Source: IAPD individual record, checked 18 October 2026

Leadership at Muzinich & Co.

Sources

  1. IAPD individual record, CRD 4988562. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Muzinich & Co., Inc., filed 16 June 2026. Title, control and ownership bands.
  3. Muzinich & Co. team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Ludwig or Muzinich & Co., Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.