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George Muzinich

Executive Chairman, Director & Shareholder at Muzinich & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

George Muzinich is Executive Chairman, Director & Shareholder of Muzinich & Co., Inc., a New York investment adviser managing $31.3B. George Muzinich has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Muzinich & Co.

Title on Schedule A
Executive Chairman, Director & Shareholder
Control
George Muzinich is a control person of Muzinich & Co..
Ownership
The filed direct ownership band is 75% or more.
Tenure
George Muzinich has held the filed role since July 1988.

The firm

Muzinich & Co., Inc.
New York, NY

Form ADV filed 16 June 2026

$31.3B AUM77 clients67 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24, Series 99TO and Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 63 · 2008

Registrations and exams

Broker registration; no current adviser registration. George Muzinich has passed 5 qualifying exams.

Examinations

Series 6327 March 2008
Name
Uniform Securities Agent State Law Examination
Series 242 January 2023
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination

Individual record

Full name
George Milan Muzinich
CRD
1248009
Firm
Muzinich & Co., Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does George Muzinich work?

George Muzinich has been Executive Chairman, Director & Shareholder of Muzinich & Co., Inc. since July 1988, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 June 2026

Does George Muzinich have a current investment-adviser registration?

George Muzinich has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has George Muzinich passed?

George Muzinich has passed 5 licensing exams: the Series 63, SIE, Series 24, Series 99TO and Series 79TO. The earliest, the Series 63, was passed in March 2008.

Source: IAPD individual record, checked 17 October 2026

Leadership at Muzinich & Co.

Sources

  1. IAPD individual record, CRD 1248009. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Muzinich & Co., Inc., filed 16 June 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with George Muzinich or Muzinich & Co., Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.