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Annmarie Baker

Director at Muzinich & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
9
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Annmarie Baker is Director of Muzinich & Co., Inc., a New York investment adviser managing $31.3B. Annmarie Baker has a current broker registration and no current investment-adviser registration and has passed 9 licensing exams.

Role at Muzinich & Co.

Title on Schedule A
Director
Control
Annmarie Baker is a control person of Muzinich & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Annmarie Baker has held the filed role since March 2019.

The firm

Muzinich & Co., Inc.
New York, NY

Form ADV filed 16 June 2026

$31.3B AUM77 clients67 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 62, Series 99TO and Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7 and Series 24 · 2008
  4. Passed Series 63 and Series 55 · 1999
  5. Passed Series 6 · 1994

Registrations and exams

Broker registration; no current adviser registration. Annmarie Baker has passed 9 qualifying exams.

Examinations

Series 6316 June 1999
Name
Uniform Securities Agent State Law Examination
Series 2431 March 2008
Name
General Securities Principal Examination
Series 622 January 2023
Name
Corporate Securities Limited Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 74 March 2008
Name
General Securities Representative Examination
Series 5524 June 1999
Name
Limited Representative-Equity Trader Exam
Series 616 March 1994
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Annmarie Theresa Baker
CRD
2350820
Firm
Muzinich & Co., Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Annmarie Baker work?

Annmarie Baker has been Director of Muzinich & Co., Inc. since March 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 June 2026

Does Annmarie Baker have a current investment-adviser registration?

Annmarie Baker has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Annmarie Baker passed?

Annmarie Baker has passed 9 licensing exams: the Series 6, Series 63, Series 55, Series 7, Series 24, SIE, Series 62, Series 99TO and Series 79TO. The earliest, the Series 6, was passed in March 1994.

Source: IAPD individual record, checked 17 October 2026

Leadership at Muzinich & Co.

Sources

  1. IAPD individual record, CRD 2350820. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Muzinich & Co., Inc., filed 16 June 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Annmarie Baker or Muzinich & Co., Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.