Toni Lee has been Shareholder of Tectonic Advisors since January 2026, is a control person of the firm and directly owns between 10% and 25% of it.
Tectonic Advisors LLC is a Frisco, TX firm with $5.14B under management, 2,377 clients and 3 advisers in one office, as of its March 2026 filing.
- Cain, Watters & Associates, LLCAlso current– present · 23 yearsPlano, TX · Adviser representative · Firm CRD 111521
Investment adviser representative registrations
Toni Lee is registered as an investment adviser representative in 2 states. The first approvals date from April 2003; the most recent is Louisiana, in February 2005.
- LouisianaSince 7 February 2005
- TexasSince 17 April 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 March 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Toni Hatcher Lee
- CRD
- 4653916
- Firm
- Tectonic Advisors · CRD 139713
- Role
- Shareholder
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Toni Lee work?
Toni Lee has been Shareholder of Tectonic Advisors LLC since January 2026, and is a control person of the firm.
Is Toni Lee a financial advisor?
Yes. Toni Lee has a current investment-adviser registration in Louisiana and Texas.
How many years of experience does Toni Lee have?
Toni Lee has 23 years in the financial industry, since April 2003, across 1 adviser firm.
What exams has Toni Lee passed?
Toni Lee passed the Series 65 in March 2003.
Is Toni Lee registered with FINRA?
No. Toni Lee has no current broker registration.
How can I verify Toni Lee’s record?
Search CRD 4653916 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Toni Lee’s full registration record.