Dan Wicker has been Shareholder of Tectonic Advisors since January 2026, is a control person of the firm and directly owns between 10% and 25% of it.
Tectonic Advisors LLC is a Frisco, TX firm with $5.14B under management, 2,377 clients and 3 advisers in one office, as of its March 2026 filing.
- Cain, Watters & Associates, LLCAlso current– present · 27 yearsPlano, TX · Adviser representative · Firm CRD 111521
Investment adviser representative registrations
Dan Wicker is registered as an investment adviser representative in 2 states. The first approvals date from January 1999; the most recent is Louisiana, in March 2013.
- LouisianaSince 8 March 2013
- TexasSince 11 January 1999
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 1 December 1998 |
- Name
- General Securities Representative Examination
- Full name
- Dan Charles Wicker
- CRD
- 3175391
- Firm
- Tectonic Advisors · CRD 139713
- Role
- Shareholder
- Registration
- Investment adviser registration
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Dan Wicker work?
Dan Wicker has been Shareholder of Tectonic Advisors LLC since January 2026, and is a control person of the firm.
Is Dan Wicker a financial advisor?
Yes. Dan Wicker has a current investment-adviser registration in Louisiana and Texas.
How many years of experience does Dan Wicker have?
Dan Wicker has 27 years in the financial industry, since January 1999, across 1 adviser firm.
What exams has Dan Wicker passed?
Dan Wicker passed the Series 7 in December 1998.
Is Dan Wicker registered with FINRA?
No. Dan Wicker has no current broker registration.
How can I verify Dan Wicker’s record?
Search CRD 3175391 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dan Wicker’s full registration record.