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Steven Clapp

Shareholder at Tectonic Advisors

Investment adviser registrationUpdated

Steven Clapp is Shareholder of Tectonic Advisors LLC, a Frisco investment adviser managing $5.14B. Steven Clapp has 24 years in the industry across 1 firm and has passed the Series 65.

24
Years in industry
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Steven Clapp has been Shareholder of Tectonic Advisors since January 2026, is a control person of the firm and directly owns between 10% and 25% of it.

Tectonic Advisors LLC is a Frisco, TX firm with $5.14B under management, 2,377 clients and 3 advisers in one office, as of its March 2026 filing.

  1. Cain, Watters & Associates, LLCAlso current
    – present · 24 years
    Plano, TX · Adviser representative · Firm CRD 111521

Credentials and registrations

Investment adviser representative registrations

Steven Clapp is registered as an investment adviser representative in Texas, since May 2002.

  • TexasSince 16 May 2002

Examinations

Series 655 September 2001
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Steven Bradley Clapp
CRD
4538425
Firm
Tectonic Advisors · CRD 139713
Role
Shareholder
Registration
Investment adviser registration
In the industry since
May 2002
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Steven Clapp work?

Steven Clapp has been Shareholder of Tectonic Advisors LLC since January 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Is Steven Clapp a financial advisor?

Yes. Steven Clapp has a current investment-adviser registration in Texas.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Steven Clapp have?

Steven Clapp has 24 years in the financial industry, since May 2002, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Steven Clapp passed?

Steven Clapp passed the Series 65 in September 2001.

Source: IAPD individual record, checked 22 October 2026

Is Steven Clapp registered with FINRA?

No. Steven Clapp has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Steven Clapp’s record?

Search CRD 4538425 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Clapp’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Tectonic Advisors

Sources

  1. IAPD individual record, CRD 4538425, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Tectonic Advisors LLC, filed 30 March 2026. Title, control and ownership bands.