Paul Lyons has been Senior Managing Director of Tectonic Advisors since January 2006, is a control person of the firm and directly owns under 5% of it.
Tectonic Advisors LLC is a Frisco, TX firm with $5.14B under management, 2,377 clients and 3 advisers in one office, as of its March 2026 filing.
Paul Lyons’ longest registration is the current one, 20 years at Cain, Watters & Associates, LLC since 2006. Before joining Tectonic Advisors in 2006, Paul Lyons was registered through KPMG Investment Advisors.
- Tectonic Advisors LLCCurrent– present · 20 yearsFrisco, TX · Adviser representative · Firm CRD 139713
- Cain, Watters & Associates, LLCAlso current– present · 20 yearsFrisco, TX · Adviser representative · Firm CRD 111521
- KPMG Investment Advisors– · under a yearDallas, TX · Adviser representative · Firm CRD 111778
Investment adviser representative registrations
Paul Lyons is registered as an investment adviser representative in Texas, since February 2006.
- TexasSince 13 February 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 18 December 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 31 January 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Paul Douglas Lyons
- CRD
- 4900585
- Firm
- Tectonic Advisors · CRD 139713
- Role
- Senior Managing Director
- Office
- 17 COWBOYS WAY, STE 250, Frisco, TX 75034
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Paul Lyons work?
Paul Lyons has been Senior Managing Director of Tectonic Advisors LLC since January 2006, and is a control person of the firm.
Is Paul Lyons a financial advisor?
Yes. Paul Lyons has a current investment-adviser registration in Texas, through Tectonic Advisors since April 2006.
How many years of experience does Paul Lyons have?
Paul Lyons has 21 years in the financial industry, since April 2005, across 3 adviser firms.
What exams has Paul Lyons passed?
Paul Lyons has passed 4 licensing exams: the Series 65, Series 27, SIE and Series 99TO. The earliest, the Series 65, was passed in January 2002.
Where did Paul Lyons work before Tectonic Advisors?
Before Tectonic Advisors, Paul Lyons was registered through KPMG Investment Advisors, January 2005 to November 2005.
Where is Paul Lyons based?
Paul Lyons’ registered office is in Frisco, TX.
Is Paul Lyons registered with FINRA?
Yes. Paul Lyons has a current broker registration, under CRD 4900585.
Source: FINRA BrokerCheck
How can I verify Paul Lyons’ record?
Search CRD 4900585 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Paul Lyons’ full registration record.