Brian Bortz has been Shareholder of Tectonic Advisors since January 2026, is a control person of the firm and directly owns between 10% and 25% of it.
Tectonic Advisors LLC is a Frisco, TX firm with $5.14B under management, 2,377 clients and 3 advisers in one office, as of its March 2026 filing.
Brian Bortz’s longest registration is the current one, 21 years at Cain, Watters & Associates, LLC since 2005.
- Cain, Watters & Associates, LLCAlso current– present · 21 yearsPlano, TX · Adviser representative · Firm CRD 111521
- Horizon Wealth Management, LLC– · 10 yearsRockwall, TX · Adviser representative · Firm CRD 132211
- Ernst & Young Investment Advisers LLP– · 4 yearsDallas, TX · Adviser representative · Firm CRD 110921
Investment adviser representative registrations
Brian Bortz is registered as an investment adviser representative in 2 states. The first approvals date from December 2005; the most recent is Louisiana, in July 2009.
- LouisianaSince 10 July 2009
- TexasSince 1 December 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 April 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Brian Robert Bortz
- CRD
- 3225344
- Firm
- Tectonic Advisors · CRD 139713
- Role
- Shareholder
- Registration
- Investment adviser registration
- In the industry since
- June 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Bortz work?
Brian Bortz has been Shareholder of Tectonic Advisors LLC since January 2026, and is a control person of the firm.
Is Brian Bortz a financial advisor?
Yes. Brian Bortz has a current investment-adviser registration in Louisiana and Texas.
How many years of experience does Brian Bortz have?
Brian Bortz has 26 years in the financial industry, since June 2000, across 3 adviser firms.
What exams has Brian Bortz passed?
Brian Bortz passed the Series 65 in April 1999.
Where was Brian Bortz previously registered as an investment adviser?
Brian Bortz has past investment-adviser registrations through Horizon Wealth Management, LLC, August 2004 to October 2014; Ernst & Young Investment Advisers LLP, March 2000 to June 2004, across 3 firms.
Is Brian Bortz registered with FINRA?
No. Brian Bortz has no current broker registration.
How can I verify Brian Bortz’s record?
Search CRD 3225344 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Bortz’s full registration record.