Thomas Sanders has been Shareholder of Tectonic Advisors since January 2026, is a control person of the firm and directly owns between 10% and 25% of it.
Tectonic Advisors LLC is a Frisco, TX firm with $5.14B under management, 2,377 clients and 3 advisers in one office, as of its March 2026 filing.
- Cain, Watters & Associates, LLCAlso current– present · 23 yearsPlano, TX · Adviser representative · Firm CRD 111521
Investment adviser representative registrations
Thomas Sanders is registered as an investment adviser representative in 2 states. The first approvals date from October 2002; the most recent is Louisiana, in January 2008.
- LouisianaSince 22 January 2008
- TexasSince 23 October 2002
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 September 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Thomas Robert Sanders
- CRD
- 4601540
- Firm
- Tectonic Advisors · CRD 139713
- Role
- Shareholder
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Sanders work?
Thomas Sanders has been Shareholder of Tectonic Advisors LLC since January 2026, and is a control person of the firm.
Is Thomas Sanders a financial advisor?
Yes. Thomas Sanders has a current investment-adviser registration in Louisiana and Texas.
How many years of experience does Thomas Sanders have?
Thomas Sanders has 23 years in the financial industry, since October 2002, across 1 adviser firm.
What exams has Thomas Sanders passed?
Thomas Sanders passed the Series 65 in September 2002.
Is Thomas Sanders registered with FINRA?
No. Thomas Sanders has no current broker registration.
How can I verify Thomas Sanders’ record?
Search CRD 4601540 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Sanders’ full registration record.