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Todd Mackay

Manager at Cetera Investment Advisers

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Todd Mackay is Manager of Cetera Investment Advisers LLC, a Schaumburg investment adviser managing $257B. Todd Mackay has a current broker registration and no current investment-adviser registration and has passed the Series 7, SIE and Series 24.

Role at Cetera Investment Advisers

Title on Schedule A
Manager
Control
Todd Mackay is not a control person of Cetera Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
Todd Mackay has held the filed role since January 2025.

The firm

Cetera Investment Advisers LLC
Schaumburg, IL

Form ADV filed 13 August 2026

$257B AUM813,961 clients9,049 advisers28 offices

Career on record

Firms and exams, newest first
  1. Passed Series 7, SIE and Series 24 · 2018

Registrations and exams

Broker registration; no current adviser registration. Todd Mackay has passed 3 qualifying exams.

Examinations

Series 2422 December 2018
Name
General Securities Principal Examination
SIE15 November 2018
Name
Securities Industry Essentials Examination
Series 714 November 2018
Name
General Securities Representative Examination

Individual record

Full name
Todd Christopher Mackay
CRD
2799860
Firm
Cetera Investment Advisers LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Todd Mackay work?

Todd Mackay has been Manager of Cetera Investment Advisers LLC since January 2025.

Source: Form ADV, Schedule A, filed 13 August 2026

Does Todd Mackay have a current investment-adviser registration?

Todd Mackay has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Todd Mackay passed?

Todd Mackay has passed 3 licensing exams: the Series 7, SIE and Series 24. The earliest, the Series 7, was passed in November 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Cetera Investment Advisers

Sources

  1. IAPD individual record, CRD 2799860. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Cetera Investment Advisers LLC, filed 13 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Todd Mackay or Cetera Investment Advisers LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.