Scott Kirwin

Scott Kirwin has been Assistant Secretary of Cetera Investment Advisers since May 2027. Scott Kirwin is not listed as a control person, but directly owns under 5% of the firm. Scott Kirwin attended Harvard Law School; bachelor’s degree in political science and history, Northeastern University.

Cetera Investment Advisers LLC is a Schaumburg, IL firm with $257B under management, 813,961 clients and 9,049 advisers across 6,585 offices, as of its August 2026 filing.

Cetera’s 2024 release says Scott Kirwin joined as deputy general counsel focused on retirement and works with internal teams on M&A integration, advisory products and platforms. Before joining, he spent more than 15 years in Fidelity Investments’ legal department.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Individual registration and examination information for Scott Kirwin is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name

Scott Kirwin

CRD

6931682

Record basis

Form ADV officer listing

Firm bio

cetera.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

• SBSerge BudevichVice President, Tax Officer
• MFMatthew FriesVice President
• WHWilliam HolloranVice President
• RKRonald KruegerVice President
• MMMichael MolnarVice President
• JNJoseph NearyVP, Manager, CEO and President
• ENErik NilandVice President
• LRLeann RummelVice President
• SSStanley SmileyVice President
• AWAndrew WattsVice President
• JBJeffrey BuchheisterChief Financial Officer, Manager
• KHKristy HaleyChief Compliance Officer, Advisory
• LGLisa GokSecretary
• WLWinnie LeeAssistant Secretary
• TMTodd MackayManager
• MMMaura MizuguchiChief Accounting Officer
• EOEdward OBrienManager
• DVDavid Van HavermaatAsst. Secretary
• TVTamas VaysSecretary