Niva WealthLet’s talk

Lisa Gok

Secretary at Cetera Investment Advisers

Officer record from the firm’s Form ADVForm ADV filed 13 August 2026

Lisa Gok is Secretary of Cetera Investment Advisers LLC, a Schaumburg investment adviser.

Role at Cetera Investment Advisers

Title on Schedule A
Secretary
Control
Lisa Gok is a control person of Cetera Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
Lisa Gok has held the filed role since May 2021.

The firm

Cetera Investment Advisers LLC
Schaumburg, IL

Form ADV filed 13 August 2026

$257B AUM813,961 clients9,049 advisers28 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Lisa Gok is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Lisa Gok
CRD
5059738
Firm
Cetera Investment Advisers LLC
Record basis
Form ADV officer listing
Firm bio
cetera.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Cetera identifies Lisa Gok as chief legal officer and executive legal advisor to Cetera Financial Group and its board. Official firm biography/team page

Education

Common questions

Where does Lisa Gok work?

Lisa Gok has been Secretary of Cetera Investment Advisers LLC since May 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 13 August 2026

Leadership at Cetera Investment Advisers

Sources

  1. IAPD individual lookup, CRD 5059738. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Cetera Investment Advisers LLC, filed 13 August 2026. Title, control and ownership bands.
  3. Cetera Investment Advisers team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lisa Gok or Cetera Investment Advisers LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.