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Jeffrey Buchheister

Chief Financial Officer, Manager at Cetera Investment Advisers

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Jeffrey Buchheister is Chief Financial Officer, Manager of Cetera Investment Advisers LLC, a Schaumburg investment adviser managing $257B. Jeffrey Buchheister has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Cetera Investment Advisers

Title on Schedule A
Chief Financial Officer, Manager
Control
Jeffrey Buchheister is a control person of Cetera Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jeffrey Buchheister has held the filed role since May 2021.

The firm

Cetera Investment Advisers LLC
Schaumburg, IL

Form ADV filed 13 August 2026

$257B AUM813,961 clients9,049 advisers28 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2014
  4. Passed Series 7 and Series 63 · 2012
  5. Passed Series 27 · 2004

Registrations and exams

Broker registration; no current adviser registration. Jeffrey Buchheister has passed 6 qualifying exams.

Examinations

Series 6329 October 2012
Name
Uniform Securities Agent State Law Examination
Series 243 October 2014
Name
General Securities Principal Examination
Series 2721 January 2004
Name
Financial and Operations Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 727 June 2012
Name
General Securities Representative Examination

Individual record

Full name
Jeffrey Robert Buchheister
CRD
4709900
Firm
Cetera Investment Advisers LLC
Registration status
Broker registration; no current adviser registration
Firm bio
cetera.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Cetera identifies Jeff Buchheister as chief financial officer of Cetera Financial Group, where he serves on its executive leadership team. Official firm biography/team page

Education

Common questions

Where does Jeffrey Buchheister work?

Jeffrey Buchheister has been Chief Financial Officer, Manager of Cetera Investment Advisers LLC since May 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 13 August 2026

Does Jeffrey Buchheister have a current investment-adviser registration?

Jeffrey Buchheister has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Jeffrey Buchheister passed?

Jeffrey Buchheister has passed 6 licensing exams: the Series 27, Series 7, Series 63, Series 24, SIE and Series 99TO. The earliest, the Series 27, was passed in January 2004.

Source: IAPD individual record, checked 18 October 2026

Leadership at Cetera Investment Advisers

Sources

  1. IAPD individual record, CRD 4709900. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Cetera Investment Advisers LLC, filed 13 August 2026. Title, control and ownership bands.
  3. Cetera Investment Advisers team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jeffrey Buchheister or Cetera Investment Advisers LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.