Niva WealthLet’s talk

Edward OBrien

Manager at Cetera Investment Advisers

Broker registration; no current adviser registrationSEC record checked 17 October 2026

1
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Edward OBrien is Manager of Cetera Investment Advisers LLC, a Schaumburg investment adviser managing $257B. Edward OBrien has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Cetera Investment Advisers

Title on Schedule A
Manager
Control
Edward OBrien is not a control person of Cetera Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
Edward OBrien has held the filed role since June 2026.

The firm

Cetera Investment Advisers LLC
Schaumburg, IL

Form ADV filed 13 August 2026

$257B AUM813,961 clients9,049 advisers28 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed Series 24 · 2022
  3. Strategic Advisers, Inc.
    – · 5 years
    Boston, MA · Adviser representative · Firm CRD 104555
  4. Passed Series 66 and Series 7 · 2004
  5. Passed Series 63 and Series 6 · 1992

Registrations and exams

Broker registration; no current adviser registration. Edward OBrien has passed 6 qualifying exams.

Examinations

Series 6630 September 2004
Name
Uniform Combined State Law Examination
Series 6324 July 1992
Name
Uniform Securities Agent State Law Examination
Series 2412 August 2022
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 715 October 2004
Name
General Securities Representative Examination
Series 624 July 1992
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Edward D OBrien
CRD
2239064
Firm
Cetera Investment Advisers LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Edward OBrien work?

Edward OBrien has been Manager of Cetera Investment Advisers LLC since June 2026.

Source: Form ADV, Schedule A, filed 13 August 2026

Does Edward OBrien have a current investment-adviser registration?

Edward OBrien has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Edward OBrien passed?

Edward OBrien has passed 6 licensing exams: the Series 63, Series 6, Series 66, Series 7, Series 24 and Series 99TO. The earliest, the Series 63, was passed in July 1992.

Source: IAPD individual record, checked 17 October 2026

Where was Edward OBrien previously registered as an investment adviser?

Edward OBrien has past investment-adviser registrations through Strategic Advisers, Inc., October 2004 to November 2009, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Cetera Investment Advisers

Sources

  1. IAPD individual record, CRD 2239064. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Cetera Investment Advisers LLC, filed 13 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Edward OBrien or Cetera Investment Advisers LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.