Stephen Rosa has been Vice President of Richmond Capital Management since April 2025, is a control person of the firm and directly owns under 5% of it. Stephen Rosa holds a B.S. in Finance from Brigham Young University.
Richmond Capital Management Inc is a Richmond, VA firm with $5.93B under management, 166 clients and 10 advisers in one office, as of its March 2026 filing.
Stephen M. Rosa is Director and Portfolio Manager of Richmond Capital Management. He joined the firm in 2021, specializing in mortgages and securitized products. He began his career as a senior analyst in PricewaterhouseCoopers' Financial Instruments, Structured Products, and Real Estate practice, then worked as an equity analyst at Evercore Partners and, immediately before joining the firm, as a director at E*TRADE.
- – present · 5 yearsRichmond, VA · Adviser representative · Firm CRD 104636
Professional designations
Listed by Richmond Capital Management
- CFA
Investment adviser representative registrations
Stephen Rosa is registered as an investment adviser representative in Virginia, since August 2021.
- VirginiaSince 20 August 2021
Examinations
No examinations are on Stephen Rosa’s record.
- Full name
- Stephen Mark Rosa
- CRD
- 7064274
- Firm
- Richmond Capital Management · CRD 104636
- Role
- Vice President
- Office
- 1509A BELLEVILLE STREET, Richmond, VA 23230
- Registration
- Investment adviser registration
- In the industry since
- August 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- richmondcap.com
Where does Stephen Rosa work?
Stephen Rosa has been Vice President of Richmond Capital Management Inc since April 2025, and is a control person of the firm.
Is Stephen Rosa a financial advisor?
Yes. Stephen Rosa has a current investment-adviser registration in Virginia, through Richmond Capital Management since August 2021.
How many years of experience does Stephen Rosa have?
Stephen Rosa has 5 years in the financial industry, since August 2021, across 1 adviser firm.
Where is Stephen Rosa based?
Stephen Rosa’s registered office is in Richmond, VA.
Is Stephen Rosa registered with FINRA?
No. Stephen Rosa has no current broker registration.
Is Stephen Rosa a CFA charterholder?
Richmond Capital Management lists Stephen Rosa with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Stephen Rosa’s record?
Search CRD 7064274 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Rosa’s full registration record.
- Howard BosPresident
- David JacksonVice President
- Lori LittleVice President
- Nicholas SejnostVice President
- Geoffrey SaleChief Compliance Officer
- Tammie BurksManaging Director
- Otto GlattManaging Director
- Elizabeth HarrisManaging Director
- Roy McDowellManaging Director
- Patton RoarkManaging Director
- John SidesManaging Director