Roy McDowell has been Managing Director of Richmond Capital Management since February 2007, is a control person of the firm and directly owns between 10% and 25% of it. Roy McDowell holds a BA from the University of Virginia and an MBA from the University of Virginia.
Richmond Capital Management Inc is a Richmond, VA firm with $5.93B under management, 166 clients and 10 advisers in one office, as of its March 2026 filing.
R. Wheatley McDowell is Managing Director and Portfolio Manager of Richmond Capital Management. He has worked in bond portfolio management at the firm since 2001, leading its credit team. Before his investment management career, he spent 15 years as a corporate bond trader at sell-side institutions such as First Union and Lehman Brothers.
- – present · 25 yearsRichmond, VA · Adviser representative · Firm CRD 104636
Professional designations
Listed by Richmond Capital Management
- CFA
Investment adviser representative registrations
Roy McDowell is registered as an investment adviser representative in Virginia, since August 2001.
- VirginiaSince 1 August 2001
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 July 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 January 1988 |
| Series 3 | National Commodity Futures Examination | 31 December 1987 |
| Series 7 | General Securities Representative Examination | 21 November 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Full name
- Roy Wheatley McDowell
- CRD
- 1761550
- Firm
- Richmond Capital Management · CRD 104636
- Role
- Managing Director
- Office
- 1509A Belleville St., Richmond, VA 23230
- Registration
- Investment adviser registration
- In the industry since
- July 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- richmondcap.com
Where does Roy McDowell work?
Roy McDowell has been Managing Director of Richmond Capital Management Inc since February 2007, and is a control person of the firm.
Is Roy McDowell a financial advisor?
Yes. Roy McDowell has a current investment-adviser registration in Virginia, through Richmond Capital Management since August 2001.
How many years of experience does Roy McDowell have?
Roy McDowell has 25 years in the financial industry, since July 2001, across 1 adviser firm.
What exams has Roy McDowell passed?
Roy McDowell has passed 4 licensing exams: the Series 7, Series 3, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1987.
Where is Roy McDowell based?
Roy McDowell’s registered office is in Richmond, VA.
Is Roy McDowell registered with FINRA?
No. Roy McDowell has no current broker registration.
Is Roy McDowell a CFA charterholder?
Richmond Capital Management lists Roy McDowell with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
Source: R. Wheatley McDowell, CFA biography, richmondcap.com
How can I verify Roy McDowell’s record?
Search CRD 1761550 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roy McDowell’s full registration record.
- Howard BosPresident
- David JacksonVice President
- Lori LittleVice President
- Stephen RosaVice President
- Nicholas SejnostVice President
- Geoffrey SaleChief Compliance Officer
- Tammie BurksManaging Director
- Otto GlattManaging Director
- Elizabeth HarrisManaging Director
- Patton RoarkManaging Director
- John SidesManaging Director