Nicholas Sejnost has been Vice President of Richmond Capital Management since April 2025, is a control person of the firm and directly owns under 5% of it. Nicholas Sejnost studied Ross School of Business at the University of Michigan.
Richmond Capital Management Inc is a Richmond, VA firm with $5.93B under management, 166 clients and 10 advisers in one office, as of its March 2026 filing.
Nicholas T. Sejnost is Director and Portfolio Manager of Richmond Capital Management. He joined the firm in 2021, specializing in mortgages and securitized products. He joined Bank of America's Global Markets division in New York, where he spent the first 10 years of his career, starting as a mortgages markets risk analyst before moving to the Non-Agency RMBS trading desk.
- – present · 5 yearsRichmond, VA · Adviser representative · Firm CRD 104636
Professional designations
Listed by Richmond Capital Management
- CFA
Investment adviser representative registrations
Nicholas Sejnost is registered as an investment adviser representative in 5 states. The first approvals date from June 2021; the most recent are Missouri, New York, Pennsylvania and Virginia, in October 2021.
- MissouriSince 20 October 2021
- New YorkSince 20 October 2021
- OhioSince 25 June 2021
- PennsylvaniaSince 20 October 2021
- VirginiaSince 20 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 30 November 2022 |
| Series 57TO | Securities Trader Exam | 30 November 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 October 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 2017 |
| Series 7 | General Securities Representative Examination | 12 April 2017 |
- Name
- General Securities Representative Examination
- Name
- Securities Trader Exam
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Todd Sejnost
- CRD
- 5793275
- Firm
- Richmond Capital Management · CRD 104636
- Role
- Vice President
- Office
- 1509A BELLEVILLE STREET, Richmond, VA 23230
- Registration
- Investment adviser registration
- In the industry since
- July 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- richmondcap.com
Where does Nicholas Sejnost work?
Nicholas Sejnost has been Vice President of Richmond Capital Management Inc since April 2025, and is a control person of the firm.
Is Nicholas Sejnost a financial advisor?
Yes. Nicholas Sejnost has a current investment-adviser registration in Missouri, New York, Ohio, Pennsylvania and Virginia, through Richmond Capital Management since June 2021.
How many years of experience does Nicholas Sejnost have?
Nicholas Sejnost has 9 years in the financial industry, since July 2017, across 1 adviser firm.
What exams has Nicholas Sejnost passed?
Nicholas Sejnost has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 7TO and Series 57TO. The earliest, the Series 7, was passed in April 2017. FINRA credited Nicholas Sejnost with the SIE, which began in October 2018.
Where is Nicholas Sejnost based?
Nicholas Sejnost’s registered office is in Richmond, VA.
Is Nicholas Sejnost registered with FINRA?
No. Nicholas Sejnost has no current broker registration.
Is Nicholas Sejnost a CFA charterholder?
Richmond Capital Management lists Nicholas Sejnost with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Nicholas Sejnost’s record?
Search CRD 5793275 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Sejnost’s full registration record.
- Howard BosPresident
- David JacksonVice President
- Lori LittleVice President
- Stephen RosaVice President
- Geoffrey SaleChief Compliance Officer
- Tammie BurksManaging Director
- Otto GlattManaging Director
- Elizabeth HarrisManaging Director
- Roy McDowellManaging Director
- Patton RoarkManaging Director
- John SidesManaging Director