Geoffrey Sale

Geoffrey Sale is a control person of Richmond Capital Management and directly owns under 5% of it. Geoffrey Sale holds a B.S. in Accounting from Clemson University and a Master of Business Administration from the University of Richmond.

Richmond Capital Management is an investment adviser based in Richmond, VA, registered with the SEC since 1982. It provides investment management. Its clients include pooled investment vehicles, state or municipal government entities, and pension and profit-sharing plans. Its regulatory assets under management total $5.93 billion, as filed on 26 March 2026. Its fees, ownership and offices are on the firm’s profile.

Geoffrey B. Sale is Chief Compliance Officer of Richmond Capital Management. He joined the firm in 2002 and oversees its compliance, risk and regulatory programs and its fixed income risk analytics. He began his career in compliance and regulatory reporting at Wheat First Securities, then was Chief Compliance Officer and Secretary to the Board of Directors at Mentor Investment Group.

Professional designations

Listed by Richmond Capital Management

• CPA

CRD

1927963

Firm

Richmond Capital Management · CRD 104636

Role

Chief Compliance Officer

In role since

December 2012 · 13 years

Control person

Yes

Direct ownership

Under 5%

Firm headquarters

Richmond, VA

Individual registration

No current adviser record · SEC search

Disciplinary history

Not yet shown here · SEC record

Firm bio

richmondcap.com

• HBHoward BosPresident
• DJDavid JacksonVice President
• LLLori LittleVice President
• SRStephen RosaVice President
• NSNicholas SejnostVice President
• TBTammie BurksManaging Director
• OGOtto GlattManaging Director
• EHElizabeth HarrisManaging Director
• RMRoy McDowellManaging Director
• PRPatton RoarkManaging Director
• JSJohn SidesManaging Director