Otto Glatt has been Managing Director of Richmond Capital Management since March 2022, is not listed as a control person, but directly owns under 5% of the firm. Otto Glatt studied at Albright College.
Richmond Capital Management Inc is a Richmond, VA firm with $5.93B under management, 166 clients and 10 advisers in one office, as of its March 2026 filing.
O. Gregory Glatt III is Head of Business Development at Richmond Capital Management. He joined the firm in 2018. Before that, he was on equity sales and trading teams for over two decades at several firms including Smith Barney, Legg Mason and BB&T.
- – present · 7 yearsRichmond, VA · Adviser representative · Firm CRD 104636
Investment adviser representative registrations
Otto Glatt is registered as an investment adviser representative in Virginia, since April 2019.
- VirginiaSince 30 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 April 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 12 June 1996 |
| Series 7 | General Securities Representative Examination | 30 May 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Otto Gregory Glatt
- CRD
- 2694105
- Firm
- Richmond Capital Management · CRD 104636
- Role
- Managing Director
- Office
- 1509A BELLEVILLE STREET, Richmond, VA 23230
- Registration
- Investment adviser registration
- In the industry since
- May 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- richmondcap.com
Where does Otto Glatt work?
Otto Glatt has been Managing Director of Richmond Capital Management Inc since March 2022.
Is Otto Glatt a financial advisor?
Yes. Otto Glatt has a current investment-adviser registration in Virginia, through Richmond Capital Management since April 2019.
How many years of experience does Otto Glatt have?
Otto Glatt has 27 years in the financial industry, since May 1999, across 1 adviser firm.
What exams has Otto Glatt passed?
Otto Glatt has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 1996. FINRA credited Otto Glatt with the SIE, which began in October 2018.
Where is Otto Glatt based?
Otto Glatt’s registered office is in Richmond, VA.
Is Otto Glatt registered with FINRA?
No. Otto Glatt has no current broker registration.
How can I verify Otto Glatt’s record?
Search CRD 2694105 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Otto Glatt’s full registration record.
- Howard BosPresident
- David JacksonVice President
- Lori LittleVice President
- Stephen RosaVice President
- Nicholas SejnostVice President
- Geoffrey SaleChief Compliance Officer
- Tammie BurksManaging Director
- Elizabeth HarrisManaging Director
- Roy McDowellManaging Director
- Patton RoarkManaging Director
- John SidesManaging Director