Patton Roark has been Managing Director of Richmond Capital Management since February 2007, is a control person of the firm and directly owns between 25% and 50% of it. Patton Roark holds a B.S. in Accounting with a minor in Economics from Shepherd University.
Richmond Capital Management Inc is a Richmond, VA firm with $5.93B under management, 166 clients and 10 advisers in one office, as of its March 2026 filing.
Patton H. Roark, Jr. is Managing Director and Portfolio Manager of Richmond Capital Management. He joined the firm in 2003, after more than a decade as Executive Vice-President and Senior Portfolio Manager at the AFL-CIO Housing Investment Trust (HIT). Before that, he was a Senior Consultant at Price Waterhouse, specializing in mortgage banking and mortgage securitization, from 1990 to 1993.
- – present · 23 yearsRichmond, VA · Adviser representative · Firm CRD 104636
Professional designations
Listed by Richmond Capital Management
- CFA
Investment adviser representative registrations
Patton Roark is registered as an investment adviser representative in Virginia, since September 2003.
- VirginiaSince 9 September 2003
Examinations
No examinations are on Patton Roark’s record.
- Full name
- Patton Howell Roark
- CRD
- 4664157
- Firm
- Richmond Capital Management · CRD 104636
- Role
- Managing Director
- Office
- 1509A Belleville St., Richmond, VA 23230
- Registration
- Investment adviser registration
- In the industry since
- September 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- richmondcap.com
Where does Patton Roark work?
Patton Roark has been Managing Director of Richmond Capital Management Inc since February 2007, and is a control person of the firm.
Is Patton Roark a financial advisor?
Yes. Patton Roark has a current investment-adviser registration in Virginia, through Richmond Capital Management since September 2003.
How many years of experience does Patton Roark have?
Patton Roark has 23 years in the financial industry, since September 2003, across 1 adviser firm.
Where is Patton Roark based?
Patton Roark’s registered office is in Richmond, VA.
Is Patton Roark registered with FINRA?
No. Patton Roark has no current broker registration.
Is Patton Roark a CFA charterholder?
Richmond Capital Management lists Patton Roark with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
Source: Patton H. Roark, Jr., CFA biography, richmondcap.com
How can I verify Patton Roark’s record?
Search CRD 4664157 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patton Roark’s full registration record.
- Howard BosPresident
- David JacksonVice President
- Lori LittleVice President
- Stephen RosaVice President
- Nicholas SejnostVice President
- Geoffrey SaleChief Compliance Officer
- Tammie BurksManaging Director
- Otto GlattManaging Director
- Elizabeth HarrisManaging Director
- Roy McDowellManaging Director
- John SidesManaging Director