Role at Integrated Wealth Concepts
- Title on Schedule A
- Chief Investment Officer
- Control
- Stephen Kolano is a control person of Integrated Wealth Concepts.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Stephen Kolano has held the filed role since November 2023.
The firm
Form ADV filed 3 August 2026
Career on record
Stephen Kolano has been registered through Integrated Wealth Concepts since June 2022.
- – present · 4 yearsWaltham, MA · Adviser representative · Firm CRD 284656
- Passed Series 7, Series 55 and Series 63 · 2000
Registrations and exams
Stephen Kolano has a current investment-adviser registration in Massachusetts and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Massachusetts | Investment adviser representative | Approved | 21 June 2022 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 15 September 2000 |
| Series 55 | Limited Representative-Equity Trader Exam | 29 August 2000 |
| Series 7 | General Securities Representative Examination | 11 April 2000 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
Individual record
- Full name
- Stephen Kolano
- CRD
- 3258184
- Registration status
- Investment adviser registration
- Office
- 200 5TH AVENUE, SUITE 4010, Waltham, MA 02451
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Stephen Kolano work?
Stephen Kolano has been Chief Investment Officer of Integrated Wealth Concepts LLC since November 2023, and is a control person of the firm.
Is Stephen Kolano a financial advisor?
Yes. Stephen Kolano has a current investment-adviser registration in Massachusetts, through Integrated Wealth Concepts since June 2022, as of 17 October 2026.
How many years of experience does Stephen Kolano have?
Stephen Kolano has worked in the financial industry for 4 years as of 17 October 2026, counted from 21 June 2022, across 1 adviser firm.
What exams has Stephen Kolano passed?
Stephen Kolano has passed 3 licensing exams: the Series 7, Series 55 and Series 63. The earliest, the Series 7, was passed in April 2000.
Where is Stephen Kolano based?
Stephen Kolano’s registered office is in Waltham, MA.
Leadership at Integrated Wealth Concepts
- Andree MohrPresident
- Ann SwartzChief Compliance Officer
- Kristi CarlsonChief Finance Officer
- Kathleen DonnellyDirector of Finance & Accounting
- Caitlyn FramentDirector of Business Process Optimization
- Paul SaganeyMember and Founder