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Kristi Carlson

Chief Finance Officer at Integrated Wealth Concepts

Officer record from the firm’s Form ADVForm ADV filed 3 August 2026

Kristi Carlson is Chief Finance Officer of Integrated Wealth Concepts LLC, a Waltham investment adviser.

Role at Integrated Wealth Concepts

Title on Schedule A
Chief Finance Officer
Control
Kristi Carlson is a control person of Integrated Wealth Concepts.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kristi Carlson has held the filed role since April 1998.

The firm

Integrated Wealth Concepts LLC
Waltham, MA

Form ADV filed 3 August 2026

$23.6B AUM29,848 clients491 advisers26 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Kristi Carlson is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Kristi Carlson
CRD
4287679
Firm
Integrated Wealth Concepts LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kristi Carlson work?

Kristi Carlson has been Chief Finance Officer of Integrated Wealth Concepts LLC since April 1998, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 August 2026

Leadership at Integrated Wealth Concepts

Sources

  1. IAPD individual lookup, CRD 4287679. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Integrated Wealth Concepts LLC, filed 3 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kristi Carlson or Integrated Wealth Concepts LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.