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Caitlyn Frament

Director of Business Process Optimization at Integrated Wealth Concepts

Investment adviser and broker registrationsBoston, MASEC record checked 18 October 2026

20
Years in the industry
4
Years at the firm
4
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Caitlyn Frament is Director of Business Process Optimization of Integrated Wealth Concepts LLC, a Waltham investment adviser managing $23.6B. Caitlyn Frament has been registered through Integrated Wealth Concepts since 11 January 2022, has 20 years in the industry across 4 firms and has passed 8 licensing exams.

Role at Integrated Wealth Concepts

Title on Schedule A
Director of Business Process Optimization
Control
Caitlyn Frament is a control person of Integrated Wealth Concepts.
Ownership
An individual ownership band is not available in the source record.
Tenure
Caitlyn Frament has held the filed role since October 2023.

The firm

Integrated Wealth Concepts LLC
Waltham, MA

Form ADV filed 3 August 2026

$23.6B AUM29,848 clients491 advisers26 offices

Career on record

Caitlyn Frament has been registered through Integrated Wealth Concepts since January 2022, and before that through Morgan Stanley and The Patriot Financial Group, LLC.

Firms and exams, newest first
  1. Passed Series 52TO and Series 99TO · 2023
  2. Integrated Wealth Concepts LLCCurrent
    – present · 5 years
    Boston, MA · Adviser representative · Firm CRD 284656
  3. LPL Financial LLCCurrent
    – present · 5 years
    East Boston, MA · Adviser representative and broker · Firm CRD 6413
  4. Morgan Stanley
    – · under a year
    Boston, MA · Adviser representative · Firm CRD 149777
  5. Passed Series 53 and SIE · 2018
  6. The Patriot Financial Group, LLC
    – · 3 years
    West Warwick, RI · Adviser representative · Firm CRD 172470
  7. Passed Series 66 · 2017
  8. Passed Series 24 · 2009
  9. Passed Series 7 · 2008
  10. Passed Series 6 · 2006

Registrations and exams

Caitlyn Frament has a current investment-adviser registration in Massachusetts and has passed 8 qualifying exams.

Massachusetts11 January 2022
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6611 September 2017
Name
Uniform Combined State Law Examination
Series 5310 September 2018
Name
Municipal Securities Principal Examination
Series 2417 April 2009
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 716 December 2008
Name
General Securities Representative Examination
Series 624 April 2006
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Caitlyn E Frament
CRD
5122579
Firm
Integrated Wealth Concepts LLC
Registration status
Investment adviser and broker registrations
Office
ONE FINANCIAL CENTER, 24TH FLOOR, SUITE 2440, Boston, MA 02111

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Caitlyn Frament work?

Caitlyn Frament has been Director of Business Process Optimization of Integrated Wealth Concepts LLC since October 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 August 2026

Is Caitlyn Frament a financial advisor?

Yes. Caitlyn Frament has a current investment-adviser registration in Massachusetts, through Integrated Wealth Concepts since January 2022, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Caitlyn Frament have?

Caitlyn Frament has worked in the financial industry for 20 years as of 18 October 2026, counted from 26 May 2006, across 4 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Caitlyn Frament passed?

Caitlyn Frament has passed 8 licensing exams: the Series 6, Series 7, Series 24, Series 66, Series 53, SIE, Series 52TO and Series 99TO. The earliest, the Series 6, was passed in April 2006.

Source: IAPD individual record, checked 18 October 2026

Where did Caitlyn Frament work before Integrated Wealth Concepts?

Before Integrated Wealth Concepts, Caitlyn Frament was registered through Morgan Stanley, October 2021 to December 2021; The Patriot Financial Group, LLC, July 2018 to October 2021.

Source: IAPD individual record, checked 18 October 2026

Where is Caitlyn Frament based?

Caitlyn Frament’s registered office is in Boston, MA.

Source: IAPD individual record, checked 18 October 2026

Leadership at Integrated Wealth Concepts

Sources

  1. IAPD individual record, CRD 5122579. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Integrated Wealth Concepts LLC, filed 3 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Caitlyn Frament or Integrated Wealth Concepts LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.