Role at Integrated Wealth Concepts
- Title on Schedule A
- Member and Founder
- Control
- Paul Saganey is not a control person of Integrated Wealth Concepts.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Paul Saganey has held the filed role since September 2016.
The firm
Form ADV filed 3 August 2026
Career on record
Paul Saganey has been registered through Integrated Wealth Concepts since November 2016, and before that through Lincoln Financial Advisors Corporation and Veravest Investment Advisors, Inc..
- Passed Series 24 and Series 52TO · 2023
- Passed SIE · 2018
- – present · 10 years, · Adviser representative · Firm CRD 284656
- Lincoln Financial Advisors Corporation– · 13 yearsWaltham, MA · Adviser representative · Firm CRD 3978
- Passed Series 7 · 1998
- Veravest Investment Advisors, Inc.– · 7 yearsWaltham, MA · Adviser representative · Firm CRD 105796
- Passed Series 63 and Series 6 · 1986
Registrations and exams
Paul Saganey has a current investment-adviser registration in Florida, Massachusetts and Texas and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Florida | Investment adviser representative | Approved | 5 April 2023 |
| Massachusetts | Investment adviser representative | Approved | 17 November 2016 |
| Texas | Investment adviser representative | Approved, resident | 4 May 2018 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 15 November 1986 |
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 26 August 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 November 1986 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Paul Anton Saganey
- CRD
- 1596351
- Registration status
- Investment adviser and broker registrations
- Firm bio
- ifp-nova.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Integrated Financial Partners identifies Paul Saganey as its president and founder. Official firm biography
Common questions
Where does Paul Saganey work?
Paul Saganey has been Member and Founder of Integrated Wealth Concepts LLC since September 2016.
Is Paul Saganey a financial advisor?
Yes. Paul Saganey has a current investment-adviser registration in Florida, Massachusetts and Texas, through Integrated Wealth Concepts since November 2016, as of 17 October 2026.
How many years of experience does Paul Saganey have?
Paul Saganey has worked in the financial industry for 39 years as of 17 October 2026, counted from 15 January 1987, across 3 adviser firms.
What exams has Paul Saganey passed?
Paul Saganey has passed 6 licensing exams: the Series 63, Series 6, Series 7, SIE, Series 24 and Series 52TO. The earliest, the Series 63, was passed in November 1986.
Where did Paul Saganey work before Integrated Wealth Concepts?
Before Integrated Wealth Concepts, Paul Saganey was registered through Lincoln Financial Advisors Corporation, December 2003 to September 2016; Veravest Investment Advisors, Inc., November 1996 to December 2003.
Leadership at Integrated Wealth Concepts
- Andree MohrPresident
- Ann SwartzChief Compliance Officer
- Kristi CarlsonChief Finance Officer
- Kathleen DonnellyDirector of Finance & Accounting
- Caitlyn FramentDirector of Business Process Optimization
- Stephen KolanoChief Investment Officer