Sigmund Javier is a control person of J. Safra Asset Management and directly owns under 5% of it.
J. Safra Asset Management is an investment adviser based in New York City, NY, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, pooled investment vehicles, and corporations and other businesses. Its regulatory assets under management total $6.26 billion, as filed on 26 August 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 6002619
- Firm
- J. Safra Asset Management · CRD 131243
- Role
- Director
- In role since
- October 2011 · 15 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- New York City, NY
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Sigmund Javier work?
Sigmund Javier has been Director of J. Safra Asset Management Corporation since October 2011, and is a control person of the firm.
How can I verify Sigmund Javier’s record?
Sigmund Javier’s role is listed on J. Safra Asset Management Corporation’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 131243.