Fernanda Araujo has been Chief Compliance Officer of J. Safra Asset Management since June 2021, is a control person of the firm and directly owns under 5% of it.
J. Safra Asset Management Corporation is a New York City, NY firm with $6.26B under management, 3,443 clients and 13 advisers across 3 offices, as of its August 2026 filing.
Fernanda Araujo’s longest registration is the current one, 6 years at J. Safra Asset Management since 2020. Before joining J. Safra Asset Management in 2020, Fernanda Araujo was registered through Morgan Stanley and Wells Fargo Clearing Services, LLC.
- – present · 6 yearsAventura, FL · Adviser representative · Firm CRD 131243
- Morgan Stanley– · under a yearBoca Raton, FL · Adviser representative · Firm CRD 149777
- Wells Fargo Clearing Services, LLC– · 1 yearMiami, FL · Adviser representative · Firm CRD 19616
- Morgan Stanley Smith Barney LLC– · 2 yearsNew York, NY · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 1 yearNew York, NY · Adviser representative · Firm CRD 8209
Investment adviser representative registrations
Fernanda Araujo is registered as an investment adviser representative in Florida, since February 2020.
- FloridaSince 24 February 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 5 July 2018 |
| Series 66 | Uniform Combined State Law Examination | 2 February 2018 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 7 December 2016 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 15 August 2016 |
| Series 31 | Futures Managed Funds Examination | 9 September 2008 |
| Series 7 | General Securities Representative Examination | 31 August 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Full name
- Fernanda Bomfim Araujo
- CRD
- 5307300
- Firm
- J. Safra Asset Management · CRD 131243
- Role
- Chief Compliance Officer
- Office
- 3050 AVENTURA BLVD, Aventura, FL 33180
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Fernanda Araujo work?
Fernanda Araujo has been Chief Compliance Officer of J. Safra Asset Management Corporation since June 2021, and is a control person of the firm.
Is Fernanda Araujo a financial advisor?
Yes. Fernanda Araujo has a current investment-adviser registration in Florida, through J. Safra Asset Management since February 2020.
How many years of experience does Fernanda Araujo have?
Fernanda Araujo has 18 years in the financial industry, since April 2008, across 4 adviser firms.
What exams has Fernanda Araujo passed?
Fernanda Araujo has passed 6 licensing exams: the Series 7, Series 31, Series 9, Series 10, Series 66 and Series 4. The earliest, the Series 7, was passed in August 2007. FINRA credited Fernanda Araujo with the SIE, which began in October 2018.
Where did Fernanda Araujo work before J. Safra Asset Management?
Before J. Safra Asset Management, Fernanda Araujo was registered through Morgan Stanley, September 2017 to February 2018; Wells Fargo Clearing Services, LLC, August 2016 to September 2017; Morgan Stanley Smith Barney LLC, June 2009 to March 2012; Morgan Stanley & Co. Incorporated, May 2008 to June 2009.
Where is Fernanda Araujo based?
Fernanda Araujo’s registered office is in Aventura, FL.
Is Fernanda Araujo registered with FINRA?
Yes. Fernanda Araujo has a current broker registration, under CRD 5307300.
Source: FINRA BrokerCheck
How can I verify Fernanda Araujo’s record?
Search CRD 5307300 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Fernanda Araujo’s full registration record.