Patrick Barros has been CEO, Director of J. Safra Asset Management since August 2019, is a control person of the firm and directly owns under 5% of it.
J. Safra Asset Management Corporation is a New York City, NY firm with $6.26B under management, 3,443 clients and 13 advisers across 3 offices, as of its August 2026 filing.
No adviser firm registrations are on Patrick Barros’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 August 2005 |
| Series 7 | General Securities Representative Examination | 30 July 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Patrick Godefroy Barros
- CRD
- 4943151
- Firm
- J. Safra Asset Management · CRD 131243
- Role
- CEO, Director
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Patrick Barros work?
Patrick Barros has been CEO, Director of J. Safra Asset Management Corporation since August 2019, and is a control person of the firm.
Does Patrick Barros have a current investment-adviser registration?
Patrick Barros has a current broker registration and no current investment-adviser registration.
What exams has Patrick Barros passed?
Patrick Barros has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2005. FINRA credited Patrick Barros with the SIE, which began in October 2018.
Is Patrick Barros registered with FINRA?
Yes. Patrick Barros has a current broker registration, under CRD 4943151.
Source: FINRA BrokerCheck
How can I verify Patrick Barros’ record?
Search CRD 4943151 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Patrick Barros’ full registration record.