Rafaelo Colombo has been Director of J. Safra Asset Management since July 2016, is a control person of the firm and directly owns under 5% of it.
J. Safra Asset Management Corporation is a New York City, NY firm with $6.26B under management, 3,443 clients and 13 advisers across 3 offices, as of its August 2026 filing.
No adviser firm registrations are on Rafaelo Colombo’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 27 | Financial and Operations Principal Examination | 9 November 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 16 July 2014 |
| Series 7 | General Securities Representative Examination | 16 April 2014 |
| Series 99 | Operations Professional Examination | 9 August 2012 |
- Name
- Financial and Operations Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Operations Professional Examination
- CRD
- 6054935
- Firm
- J. Safra Asset Management · CRD 131243
- Role
- Director
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Rafaelo Colombo work?
Rafaelo Colombo has been Director of J. Safra Asset Management Corporation since July 2016, and is a control person of the firm.
Does Rafaelo Colombo have a current investment-adviser registration?
Rafaelo Colombo has a current broker registration and no current investment-adviser registration.
What exams has Rafaelo Colombo passed?
Rafaelo Colombo has passed 4 licensing exams: the Series 99, Series 7, Series 24 and Series 27. The earliest, the Series 99, was passed in August 2012. FINRA credited Rafaelo Colombo with the SIE, which began in October 2018.
Is Rafaelo Colombo registered with FINRA?
Yes. Rafaelo Colombo has a current broker registration, under CRD 6054935.
Source: FINRA BrokerCheck
How can I verify Rafaelo Colombo’s record?
Search CRD 6054935 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Rafaelo Colombo’s full registration record.